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<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0"><?xmltex \makeatother\@nolinetrue\makeatletter?>
  <front>
    <journal-meta><journal-id journal-id-type="publisher">ANGEO</journal-id><journal-title-group>
    <journal-title>Annales Geophysicae</journal-title>
    <abbrev-journal-title abbrev-type="publisher">ANGEO</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Ann. Geophys.</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1432-0576</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/angeo-36-1285-2018</article-id><title-group><article-title><?xmltex \hack{\vskip-0.5mm}?>Beam tracking strategies for fast acquisition of solar wind velocity distribution functions with high energy and angular resolutions</article-title><alt-title>Beam tracking strategies</alt-title>
      </title-group><?xmltex \runningtitle{Beam tracking strategies}?><?xmltex \runningauthor{J.~De~Keyser et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>De Keyser</surname><given-names>Johan</given-names></name>
          <email>johan.dekeyser@aeronomie.be</email>
        <ext-link>https://orcid.org/0000-0003-4805-5695</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Lavraud</surname><given-names>Benoit</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-6807-8494</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Přech</surname><given-names>Lubomir</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Neefs</surname><given-names>Eddy</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Berkenbosch</surname><given-names>Sophie</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Beeckman</surname><given-names>Bram</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Fedorov</surname><given-names>Andrei</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Marcucci</surname><given-names>Maria Federica</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>De Marco</surname><given-names>Rossana</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Brienza</surname><given-names>Daniele</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Royal Belgian Institute for Space Aeronomy (BIRA-IASB), Ringlaan 3, 1180 Brussels, Belgium</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Institut de Recherche en Astrophysique et Planétologie (IRAP), Univ. Toulouse, CNRS, UPS, CNES, Toulouse, France</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>Charles University, Faculty of Mathematics and Physics, Prague, Czech Republic</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Istituto di Astrofisica e Planetologia Spaziali (INAF/IAPS), Rome, Italy</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Johan De Keyser (johan.dekeyser@aeronomie.be)</corresp></author-notes><pub-date><day>2</day><month>October</month><year>2018</year></pub-date>
      
      <volume>36</volume>
      <issue>5</issue>
      <fpage>1285</fpage><lpage>1302</lpage>
      <history>
        <date date-type="received"><day>6</day><month>June</month><year>2018</year></date>
           <date date-type="rev-request"><day>20</day><month>June</month><year>2018</year></date>
           <date date-type="rev-recd"><day>9</day><month>August</month><year>2018</year></date>
           <date date-type="accepted"><day>17</day><month>September</month><year>2018</year></date>
      </history>
      <permissions>
        
        
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018.html">This article is available from https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018.html</self-uri><self-uri xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018.pdf">The full text article is available as a PDF file from https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018.pdf</self-uri>
      <abstract>
    <p id="d1e184">Space plasma spectrometers have often relied on spacecraft spin to collect
three-dimensional particle velocity distributions, which simplifies the
instrument design and reduces its resource budgets but limits the velocity
distribution acquisition rate. This limitation can in part be overcome by the
use of electrostatic deflectors at the entrance of the analyser. By mounting
such a spectrometer on a Sun-pointing spacecraft, solar wind ion
distributions can be acquired at a much higher rate because the solar wind
ion population, which is a cold beam that fills only part of the sky around
its mean arrival direction, always remains in view. The present paper
demonstrates how the operation of such an instrument can be optimized through
the use of beam tracking strategies. The underlying idea is that it is much
more efficient to cover only that part of the energy spectrum and those
arrival directions where the solar wind beam is expected to be. The
advantages of beam tracking are a faster velocity distribution acquisition
for a given angular and energy resolution, or higher angular and energy
resolution for a given acquisition rate. It is demonstrated by simulation
that such beam tracking strategies can be very effective while limiting the
risk of losing the beam. They can be implemented fairly easily with
present-day on-board processing resources.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

      <?xmltex \hack{\newpage}?>
<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p id="d1e196">The plasma in the outer layers of the solar atmosphere is so hot that even
the Sun's gravity cannot restrain it. The Sun therefore produces a persistent
stream of plasma that flows almost radially away in all directions. This
“solar wind” consists of electrons and ions (protons with a limited
admixture of alpha particles and trace amounts of highly ionized heavier
elements) and constitutes an overall electrically neutral plasma. The solar
wind can be regarded as a turbulent medium that is driven by free energy from
the differential motion of plasma streams that cascades via Alfvén waves
down to kinetic scales where it is dissipated
<xref ref-type="bibr" rid="bib1.bibx10 bib1.bibx48 bib1.bibx5" id="paren.1"><named-content content-type="pre">e.g.</named-content></xref>. Studies of
solar wind turbulence at kinetic scales require the acquisition of full
three-dimensional velocity distribution functions (VDFs) with high energy
resolution and high angular resolution at a rapid cadence to be able to
observe various signatures of the underlying processes in the VDFs
<xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx25 bib1.bibx20 bib1.bibx51" id="paren.2"><named-content content-type="pre">e.g.</named-content></xref> while
maintaining a sufficient signal-to-noise ratio. Also, the study of plasma
waves and instabilities requires detailed and fast solar wind VDF
measurements
<xref ref-type="bibr" rid="bib1.bibx26 bib1.bibx27 bib1.bibx30 bib1.bibx23" id="paren.3"><named-content content-type="pre">e.g.</named-content></xref>.
Achieving all these objectives at the same time is a daunting task that
places stringent performance requirements on plasma spectrometer hardware.</p>
      <p id="d1e214">On early solar wind missions such as Helios-1 and -2 <xref ref-type="bibr" rid="bib1.bibx40" id="paren.4"/>,
where the satellite spin axis was perpendicular to the ecliptic, the plasma
instruments actively scanned<?pagebreak page1286?> over energy by rapidly stepping the analyser
potential, simultaneously measuring over a range of angles in the plane
containing the spin axis, while scanning over angles in the plane
perpendicular to the spin axis with spacecraft rotation
<xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx44" id="paren.5"/>. The spacecraft spin rate
(60 <inline-formula><mml:math id="M1" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula> in this case) is the maximum solar wind VDF time resolution
that can be achieved with such a setup, unless multiple instrument heads are
installed (as has been done, for instance, for the Fast Plasma Investigation
instruments on NASA's Magnetospheric MultiScale spacecraft;
<xref ref-type="bibr" rid="bib1.bibx39" id="altparen.6"/>). A similar situation occurs on the Cluster
satellites <xref ref-type="bibr" rid="bib1.bibx16" id="paren.7"/>. Their 4 <inline-formula><mml:math id="M2" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula> spin period thus leads
to a correspondingly better time resolution for solar wind measurements with
the CIS-HIA instrument <xref ref-type="bibr" rid="bib1.bibx41" id="paren.8"/>. The PESA detectors in the 3DP
instrument on Wind <xref ref-type="bibr" rid="bib1.bibx22" id="paren.9"/> utilize a variable angular resolution
(higher resolution near the ecliptic plane) to optimize solar wind beam
measurements, but remain limited by the 3 <inline-formula><mml:math id="M3" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula> spin period. To do even
better, one must ensure that the solar wind always remains in the field of
view of the detector. This can be achieved with a three-axis stabilized
platform (e.g. Solar Orbiter; <xref ref-type="bibr" rid="bib1.bibx36" id="altparen.10"/>) or with a spinning
spacecraft that has its spin axis pointing toward the Sun (e.g. as was
proposed for THOR; <xref ref-type="bibr" rid="bib1.bibx50" id="altparen.11"/>). An instrument that always
looks at the Sun, however, must create a VDF by sampling different energies
and directions simultaneously by using multiple detectors or by actively
scanning over energies and directions, or a combination of both. For example,
the BIFRAM spectrometer on Prognoz 10 used a hybrid approach, with multiple
analysers simultaneously sampling along the Sun–Earth line and scanning over
energy in a time-shifted way to obtain a 63 <inline-formula><mml:math id="M4" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> time resolution, and
at the same time using several detectors pointing from 7 to 24<inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> away
from the solar direction along different azimuth angles; while not covering
the full sky, combining these data leads to representative energy spectra
with a time resolution of 640 <inline-formula><mml:math id="M6" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>
<xref ref-type="bibr" rid="bib1.bibx49 bib1.bibx57" id="paren.12"/>, a rate much faster than the
spacecraft spin (118 <inline-formula><mml:math id="M7" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula>). Another approach is to have multiple
detectors over only one angular coordinate (azimuth) but to scan actively
over energy and the other angle (elevation). This can be implemented by
placing a deflector system in front of the spectrometer entrance, as has been
done for SWA-PAS on Solar Orbiter <xref ref-type="bibr" rid="bib1.bibx29" id="paren.13"/> and as has
been envisaged for the THOR-CSW ion spectrometer <xref ref-type="bibr" rid="bib1.bibx7" id="paren.14"/>. Such
instruments need a high geometric factor to ensure an appropriate
signal-to-noise ratio even with short exposure times. Short exposures are a
necessity if the full VDF must be obtained rapidly, especially if the number
of energy and elevation bins is high.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1"><caption><p id="d1e307">Solar wind parameters at 1 <inline-formula><mml:math id="M8" display="inline"><mml:mi mathvariant="normal">au</mml:mi></mml:math></inline-formula> (in roman type) and instrument
requirements (in italics).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Parameter</oasis:entry>
         <oasis:entry colname="col2">slow wind</oasis:entry>
         <oasis:entry colname="col3">fast wind</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Speed (km s<inline-formula><mml:math id="M14" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M15" display="inline"><mml:mn mathvariant="normal">350</mml:mn></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M16" display="inline"><mml:mn mathvariant="normal">800</mml:mn></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ICME speed (km s<inline-formula><mml:math id="M17" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M18" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">2000</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">2000</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Shock speed jumps (km s<inline-formula><mml:math id="M20" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:msup><mml:mn mathvariant="normal">200</mml:mn><mml:mi mathvariant="normal">a</mml:mi></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:msup><mml:mn mathvariant="normal">200</mml:mn><mml:mi mathvariant="normal">a</mml:mi></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Proton thermal speed (km s<inline-formula><mml:math id="M23" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M24" display="inline"><mml:mn mathvariant="normal">20</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M25" display="inline"><mml:mn mathvariant="normal">40</mml:mn></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M26" display="inline"><mml:mn mathvariant="normal">40</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M27" display="inline"><mml:mn mathvariant="normal">80</mml:mn></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1">Tangential speed jumps (km s<inline-formula><mml:math id="M28" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M30" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">80</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Energy range (<inline-formula><mml:math id="M31" display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M32" display="inline"><mml:mn mathvariant="normal">640</mml:mn></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M33" display="inline"><mml:mn mathvariant="normal">3330</mml:mn></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">ICME maximum energy (<inline-formula><mml:math id="M34" display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M35" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> 000</oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M36" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> 000</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Shock energy jumps (<inline-formula><mml:math id="M37" display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M38" display="inline"><mml:mn mathvariant="normal">900</mml:mn></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M39" display="inline"><mml:mn mathvariant="normal">1900</mml:mn></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Proton thermal energy (<inline-formula><mml:math id="M40" display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M41" display="inline"><mml:mn mathvariant="normal">2</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M42" display="inline"><mml:mn mathvariant="normal">8</mml:mn></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M43" display="inline"><mml:mn mathvariant="normal">8</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M44" display="inline"><mml:mn mathvariant="normal">33</mml:mn></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><italic>Required energy range</italic> (<inline-formula><mml:math id="M45" display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center"><inline-formula><mml:math id="M46" display="inline"><mml:mn mathvariant="normal">600</mml:mn></mml:math></inline-formula> to <inline-formula><mml:math id="M47" display="inline"><mml:mn mathvariant="normal">20</mml:mn></mml:math></inline-formula> 000 </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><italic>Minimum energy window</italic><inline-formula><mml:math id="M48" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">b</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center"><inline-formula><mml:math id="M49" display="inline"><mml:mn mathvariant="normal">5</mml:mn></mml:math></inline-formula> % </oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"><italic>Recommended energy window</italic><inline-formula><mml:math id="M50" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">b</mml:mi></mml:msup></mml:math></inline-formula></oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center"><inline-formula><mml:math id="M51" display="inline"><mml:mn mathvariant="normal">20</mml:mn></mml:math></inline-formula> %–<inline-formula><mml:math id="M52" display="inline"><mml:mn mathvariant="normal">30</mml:mn></mml:math></inline-formula> % </oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Solar wind aberration<inline-formula><mml:math id="M53" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">c</mml:mi></mml:msup></mml:math></inline-formula> (<inline-formula><mml:math id="M54" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M55" display="inline"><mml:mn mathvariant="normal">3</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M56" display="inline"><mml:mn mathvariant="normal">7</mml:mn></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M57" display="inline"><mml:mn mathvariant="normal">1</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M58" display="inline"><mml:mn mathvariant="normal">3</mml:mn></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Range of direction (<inline-formula><mml:math id="M59" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">13</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">13</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Thermal beam width (<inline-formula><mml:math id="M64" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><italic>Required angular range</italic> (<inline-formula><mml:math id="M69" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center"><inline-formula><mml:math id="M70" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">24</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">24</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><italic>Minimum angular window</italic><inline-formula><mml:math id="M72" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">b</mml:mi></mml:msup></mml:math></inline-formula> (<inline-formula><mml:math id="M73" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>)</oasis:entry>
         <oasis:entry namest="col2" nameend="col3" align="center"><inline-formula><mml:math id="M74" display="inline"><mml:mn mathvariant="normal">24</mml:mn></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table><table-wrap-foot><p id="d1e317"><inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">a</mml:mi></mml:msup></mml:math></inline-formula> Most of the time; occasionally, shock speed jumps
can be higher; see <uri>https://www.cfa.harvard.edu/shocks/wi_data/</uri> (last
access: 9 August 2018). <inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">b</mml:mi></mml:msup></mml:math></inline-formula> Windows are computed between <inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>
standard deviations. <inline-formula><mml:math id="M12" display="inline"><mml:msup><mml:mi/><mml:mi mathvariant="normal">c</mml:mi></mml:msup></mml:math></inline-formula> The solar wind aberration is the angle
between the apparent solar wind direction and the Earth–Sun line and is
3<inline-formula><mml:math id="M13" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> on average. It is assumed that the instrument axis is pointing
toward the aberrated solar wind direction to within a few degrees.</p></table-wrap-foot></table-wrap>

      <p id="d1e1070">To meet these requirements, a variety of technologies must be considered, not
only to build the instrument but also to operate it. In the present paper we
address techniques for selectively sampling the energy and angular bins so as
to cover only those voxels (velocity-space pixels) in
energy–elevation–azimuth space where the solar wind beam is expected to be
found. Indeed, at any given time only a fraction of all possible
energy–elevation–azimuth voxels contain a significant number of particles.
It is therefore natural to sample the solar wind beam only around the
expected energy and orientation, a process called “beam tracking”. The
purpose of this paper is to examine beam tracking strategies for
electrostatic plasma analysers. Both energy tracking and angular tracking are
considered (Sect. <xref ref-type="sec" rid="Ch1.S2"/>). We describe how these strategies
can be implemented (Sect. <xref ref-type="sec" rid="Ch1.S3"/>). The performance of these
strategies is then tested in Sect. <xref ref-type="sec" rid="Ch1.S4"/> with synthetic data,
some of which are based on actual high-cadence solar wind data. A summary of
the capabilities of beam tracking techniques and an outlook on other domains
in which they can be applied is presented in Sect. <xref ref-type="sec" rid="Ch1.S5"/>.</p>
</sec>
<sec id="Ch1.S2">
  <title>Beam tracking</title>
      <p id="d1e1087">Plasma spectrometers build up a VDF by detecting particles while scanning
through three-dimensional velocity space. Plasma spectrometers typically
gauge particles using an energy filter in the form of a quadrispheric
electrostatic analyser
<xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx1 bib1.bibx41" id="paren.15"><named-content content-type="pre">e.g.</named-content></xref>, although some new
designs are emerging
<xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx47 bib1.bibx35" id="paren.16"><named-content content-type="pre">e.g.</named-content></xref>. Specifically
relevant for beam tracking applications are spectrometers where an
electrostatic elevation filter<?pagebreak page1287?> (using a transverse electric field set up
between converging deflection plates) is placed in front of the analyser
<xref ref-type="bibr" rid="bib1.bibx34 bib1.bibx7" id="paren.17"><named-content content-type="pre">e.g.</named-content></xref>. Measurements are made over a
range of azimuths simultaneously with a segmented anode array at the exit of
the analyser. The particles are detected by means of a micro-channel plate or
by channeltrons, each of which has its own advantages and drawbacks.</p>
      <p id="d1e1105">The typical solar wind conditions at 1 <inline-formula><mml:math id="M75" display="inline"><mml:mi mathvariant="normal">au</mml:mi></mml:math></inline-formula> are well known from
long-term statistical studies <xref ref-type="bibr" rid="bib1.bibx55" id="paren.18"><named-content content-type="pre">e.g.</named-content></xref>. Since the solar
wind is usually supersonic and even super-Alfvénic <xref ref-type="bibr" rid="bib1.bibx9" id="paren.19"><named-content content-type="pre">with rare
exceptions,</named-content></xref>, the solar wind thermal velocity (usually
several tens of km s<inline-formula><mml:math id="M76" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> is well below the bulk velocity. In addition,
the thermal energy is much less than the range of variation of the beam
energies corresponding to slow and fast solar wind <xref ref-type="bibr" rid="bib1.bibx19 bib1.bibx32 bib1.bibx33" id="paren.20"><named-content content-type="pre">see
e.g.</named-content></xref>. The solar wind
speed vector can vary by 500 km s<inline-formula><mml:math id="M77" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> and more near interplanetary
shocks, and can reach up to 1500 <inline-formula><mml:math id="M78" display="inline"><mml:mrow><mml:mi mathvariant="normal">km</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> and more in
interplanetary coronal mass ejections
<xref ref-type="bibr" rid="bib1.bibx18 bib1.bibx53 bib1.bibx15 bib1.bibx54 bib1.bibx56" id="paren.21"><named-content content-type="pre">e.g.</named-content></xref>.
Such dramatic changes occur over seconds to many minutes. The speed vector
can change tangentially in solar wind discontinuities by
<inline-formula><mml:math id="M79" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M80" display="inline"><mml:mrow><mml:mi mathvariant="normal">km</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx3 bib1.bibx4 bib1.bibx6 bib1.bibx12" id="paren.22"><named-content content-type="pre">see
e.g.</named-content></xref>;
the jump is below <inline-formula><mml:math id="M81" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">65</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M82" display="inline"><mml:mrow><mml:mi mathvariant="normal">km</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> in 99 % of the cases.
Table <xref ref-type="table" rid="Ch1.T1"/> summarizes the implications of
these numbers for the energies and solar wind arrival angles at 1 <inline-formula><mml:math id="M83" display="inline"><mml:mi mathvariant="normal">au</mml:mi></mml:math></inline-formula>
<xref ref-type="bibr" rid="bib1.bibx34" id="paren.23"><named-content content-type="pre">for a comparable exercise for heliocentric distances down to
0.23 <inline-formula><mml:math id="M84" display="inline"><mml:mi mathvariant="normal">au</mml:mi></mml:math></inline-formula>, see</named-content></xref>. It is clear that the solar wind
beam typically occupies only part of the energy–elevation–azimuth space
that the instrument must be able to handle.</p>
      <p id="d1e1258">Beam tracking consists in making a prediction about the energy and
orientation of the solar wind beam before one starts a VDF measurement. Such
a prediction may be obtained from the preceding measurements of the
instrument itself, or may be based on data provided by other instruments
(e.g. Faraday cup detectors) that can produce ion moment data at an even
higher cadence; here the two variants are called “internal” and
“external” beam tracking, respectively. Based on that prediction, the
energy and angular windows can be defined over which the spectrometer has to
scan to obtain the next VDF with minimum effort.</p>
<sec id="Ch1.S2.SS1">
  <title>Energy tracking</title>
      <p id="d1e1266">The energy range is essentially determined by the solar wind speed range and
must go from <inline-formula><mml:math id="M85" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">600</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M86" display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula> to <inline-formula><mml:math id="M87" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M88" display="inline"><mml:mi mathvariant="normal">keV</mml:mi></mml:math></inline-formula>. The width of the
energy window must cover at least 4 times the thermal proton energy. Since
the energy range is usually discretized logarithmically (see below), the beam
width should be at least <inline-formula><mml:math id="M89" display="inline"><mml:mn mathvariant="normal">15</mml:mn></mml:math></inline-formula> % of the full log-energy range. However, a
more stringent requirement is that the energy window must be wide enough to
avoid losing the solar wind beam upon sudden changes; depending on the VDF
acquisition cadence, a width of <inline-formula><mml:math id="M90" display="inline"><mml:mn mathvariant="normal">20</mml:mn></mml:math></inline-formula> %–<inline-formula><mml:math id="M91" display="inline"><mml:mn mathvariant="normal">30</mml:mn></mml:math></inline-formula> % of the full log-energy
range seems to be a reasonable choice, as will be shown below.</p>
      <p id="d1e1325">The transmission properties of such an electrostatic analyser are such that
only particles within a specified energy range <inline-formula><mml:math id="M92" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula> are able to reach
the detector, with a constant <inline-formula><mml:math id="M93" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>E</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula> defining the energy resolution of
the instrument. It is therefore natural to divide the energy range
logarithmically into <inline-formula><mml:math id="M94" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> bins. A typical solar wind measurement does not
necessarily have to scan all those bins, but may be limited to a number
<inline-formula><mml:math id="M95" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>≤</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> corresponding to the energy window width derived above.
“Energy tracking” then refers to intelligently choosing the bins that have
to be scanned so that no significant parts of the energy distribution are
left unsampled.</p>
      <p id="d1e1383">The total number of energy bins is fixed by the energy range to be covered,
and by the energy resolution one wants to achieve, by

                <disp-formula id="Ch1.Ex1"><mml:math id="M96" display="block"><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>log⁡</mml:mi><mml:msub><mml:mi>E</mml:mi><mml:mi mathvariant="normal">max</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mi>log⁡</mml:mi><mml:msub><mml:mi>E</mml:mi><mml:mi mathvariant="normal">min</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>E</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          When performing energy tracking over an energy window of <inline-formula><mml:math id="M97" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>E</mml:mi></mml:mrow></mml:math></inline-formula>, the
number of energy bins to be sampled is only

                <disp-formula id="Ch1.Ex2"><mml:math id="M98" display="block"><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>E</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>E</mml:mi><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mi>log⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>E</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>E</mml:mi><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>)</mml:mo></mml:mrow><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>E</mml:mi><mml:mo>/</mml:mo><mml:mi>E</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>≈</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>E</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>E</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          In general, one can choose both the centre of the energy window that has to
be scanned and the width of that window. Changing the width of the window
could be a way to take into account the changing temperature of the solar
wind. Doing this, however, is not recommended. First, such decisions have to
be made on-board and very fast, and deciding on the window width might be
quite difficult if the VDFs have complicated shapes. Second, as discussed
above, the width of the window is mostly determined by the need to handle
rapid time variations. A third drawback is that this would make the duration
of VDF acquisition variable and thus unpredictable, which usually is
considered undesirable from the point of view of on-board instrument
management. This also is impractical for data handling.</p>
      <p id="d1e1523">Usually the VDF sampling is centred on the mean energy. Alternatively, it is
possible to systematically shift the energy window upwards from the mean
proton energy to minimize the chances of missing the peak of the
<inline-formula><mml:math id="M99" display="inline"><mml:mrow class="chem"><mml:msup><mml:mi mathvariant="normal">He</mml:mi><mml:mrow><mml:mo>+</mml:mo><mml:mo>+</mml:mo></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> contribution, which for the same mean velocity has an
energy-over-charge that is twice that of the dominant proton population; in
such an <inline-formula><mml:math id="M100" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>-particle operating mode, the number of energies in a scan
has to be large enough to include the proton and <inline-formula><mml:math id="M101" display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula> peaks with
sufficient margin (for THOR-CSW design, <inline-formula><mml:math id="M102" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">24</mml:mn></mml:mrow></mml:math></inline-formula>, so that the energy
range spans at least a factor of <inline-formula><mml:math id="M103" display="inline"><mml:mn mathvariant="normal">5.6</mml:mn></mml:math></inline-formula>).</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Angular tracking</title>
      <?pagebreak page1288?><p id="d1e1585">A similar reasoning applies to the angular range of the solar wind beam. The
thermal beam width suggests a minimum sampling width of 24<inline-formula><mml:math id="M104" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, centred
around a solar wind arrival direction that can vary within a certain range
around the average aberrated solar wind direction <xref ref-type="bibr" rid="bib1.bibx17" id="paren.24"/>, as
indicated in Table <xref ref-type="table" rid="Ch1.T1"/>. In general,
<inline-formula><mml:math id="M105" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>≤</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M106" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>≤</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for elevation and
azimuth, respectively.</p>
      <p id="d1e1642">The use of wider windows may help to avoid missing temperature anisotropy
effects in the VDFs <xref ref-type="bibr" rid="bib1.bibx27 bib1.bibx25" id="paren.25"/> or the presence of
suprathermal beams and/or extended plateaus in the VDFs
<xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx37 bib1.bibx25 bib1.bibx52" id="paren.26"/>.
Beam tracking strategies follow essentially the core of the distribution. In
order not to miss features that may appear outside of the thermal wind
advection cone, the actual energy–elevation–azimuth windows selected for
data acquisition must be large enough.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <title>Theoretical speed-up</title>
      <p id="d1e1657">Scanning the complete set of energies, elevations, and azimuths requires a time

                <disp-formula id="Ch1.Ex3"><mml:math id="M107" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">full</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>t</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">par</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          where <inline-formula><mml:math id="M108" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:math></inline-formula> is the time needed for accumulating particle detections in
a single energy–elevation–azimuth bin, and <inline-formula><mml:math id="M109" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">par</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the number
of bins that are sampled simultaneously. In the THOR-CSW design, for
instance, all azimuths are sampled in parallel by having a dedicated anode
for each azimuth, so that <inline-formula><mml:math id="M110" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">par</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx7" id="paren.27"/>.
Scanning only the set of energies, elevations, and azimuths identified by the
beam tracking strategy, requires

                <disp-formula id="Ch1.Ex4"><mml:math id="M111" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mi mathvariant="italic">δ</mml:mi><mml:mi>t</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">par</mml:mi></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          The theoretical speed-up achieved by beam tracking then is

                <disp-formula id="Ch1.Ex5"><mml:math id="M112" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>G</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">full</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>*</mml:mo></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mo>*</mml:mo></mml:msubsup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          corresponding to the fraction of VDF voxels that is sampled during each
measurement cycle. Taking the THOR-CSW design as an example, a full
energy–elevation–azimuth scan would have <inline-formula><mml:math id="M113" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">96</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M114" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">32</mml:mn></mml:mrow></mml:math></inline-formula>, and
<inline-formula><mml:math id="M115" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">32</mml:mn></mml:mrow></mml:math></inline-formula>. The standard energy tracking mode has <inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">16</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M118" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, so that <inline-formula><mml:math id="M119" display="inline"><mml:mrow><mml:mi>G</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula>. The
standard combined energy and elevation tracking mode has <inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">16</mml:mn></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">16</mml:mn></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, so that <inline-formula><mml:math id="M123" display="inline"><mml:mrow><mml:mi>G</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:math></inline-formula>; i.e. an
order of magnitude improvement in time resolution can be achieved. In
reality, the speed-up may be somewhat less since for angular beam tracking
the importance of the settling times needed when changing the high voltages
on the analyser plates is relatively higher (there are more frequent
deflector voltage scans, while they are shorter). Note that the voltages on
the deflector plates can be swept in a continuous manner, avoiding settling
times except at the start of an elevation scan, which coincides with the
start of an energy step <xref ref-type="bibr" rid="bib1.bibx7" id="paren.28"/>. For example, a VDF obtained
from sampling all <inline-formula><mml:math id="M124" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">98</mml:mn></mml:mrow></mml:math></inline-formula> 304 voxels with
an integration time of <inline-formula><mml:math id="M125" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">int</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.180</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M126" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> and a high
voltage settling time of <inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">hv</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.200</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M128" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> would
take <inline-formula><mml:math id="M129" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">full</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">int</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">hv</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">573</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M130" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>, given that all azimuths are
acquired simultaneously. Energy tracking alone would sample <inline-formula><mml:math id="M131" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>×</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub><mml:mo>×</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">16</mml:mn></mml:mrow></mml:math></inline-formula> 384 voxels in <inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>(</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">int</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">hv</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">95.4</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M133" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>, exactly
<inline-formula><mml:math id="M134" display="inline"><mml:mrow><mml:mi>G</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> times faster than a full scan. Combining energy and elevation
tracking leads to sampling <inline-formula><mml:math id="M135" display="inline"><mml:mrow><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>×</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>×</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">8192</mml:mn></mml:mrow></mml:math></inline-formula>
voxels in only <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>(</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">int</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">hv</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M137" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. The resulting speed-up is
<inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">full</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">11.5</mml:mn></mml:mrow></mml:math></inline-formula>, slightly less than the
expected <inline-formula><mml:math id="M139" display="inline"><mml:mrow><mml:mi>G</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:math></inline-formula>.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Beam tracking strategies</title>
      <p id="d1e2429">The potential speed-up provided by beam tracking comes at a cost: There is a
risk that one misses (part of) the solar wind beam. The reason is that one
has to predict, at the start of a measurement cycle, where the beam is to be
found. Such a prediction necessarily is prone to error. Therefore, one has to
devise a beam tracking strategy that is robust.</p>
<sec id="Ch1.S3.SS1">
  <title>Computing mean energy and arrival direction</title>
      <p id="d1e2437">As discussed above, beam tracking boils down to predicting the average
velocity or energy of the solar wind beam, and its arrival direction. The
energy, elevation, and azimuth sampling windows are then shifted so that they
stay centred around the predicted value.</p>
      <p id="d1e2440">Let us consider internal beam tracking first. During VDF measurement cycle
<inline-formula><mml:math id="M140" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula>, the instrument scans through a contiguous subset of the energies <inline-formula><mml:math id="M141" display="inline"><mml:mrow><mml:msub><mml:mi>E</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math id="M142" display="inline"><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>i</mml:mi><mml:mi>p</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mi mathvariant="normal">…</mml:mi><mml:mo>,</mml:mo><mml:msub><mml:mi>i</mml:mi><mml:mi>p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi>E</mml:mi><mml:mi>p</mml:mi></mml:mrow><mml:mo>*</mml:mo></mml:msubsup><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, of the elevations <inline-formula><mml:math id="M143" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M144" display="inline"><mml:mrow><mml:mi>j</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>j</mml:mi><mml:mi>p</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mi mathvariant="normal">…</mml:mi><mml:mo>,</mml:mo><mml:msub><mml:mi>j</mml:mi><mml:mi>p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="italic">ϵ</mml:mi><mml:mi>p</mml:mi></mml:mrow><mml:mo>*</mml:mo></mml:msubsup><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, and azimuths <inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi>k</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi>p</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:mi mathvariant="normal">…</mml:mi><mml:mo>,</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi>p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mi>p</mml:mi></mml:mrow><mml:mo>*</mml:mo></mml:msubsup><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, to obtain a distribution function
<inline-formula><mml:math id="M147" display="inline"><mml:mrow><mml:mi>f</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>E</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi>k</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. Based on these measurements, one can determine
the energy distribution by summing over the elevation and azimuth bins

                <disp-formula id="Ch1.Ex6"><mml:math id="M148" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msub><mml:mi>f</mml:mi><mml:mi>E</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>E</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>j</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>j</mml:mi><mml:mi>p</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>j</mml:mi><mml:mi>p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>p</mml:mi></mml:mrow><mml:mo>*</mml:mo></mml:msubsup><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:munderover><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>k</mml:mi><mml:mi>p</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>k</mml:mi><mml:mi>p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mrow><mml:mi mathvariant="italic">α</mml:mi><mml:mi>p</mml:mi></mml:mrow><mml:mo>*</mml:mo></mml:msubsup><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:munderover><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub><mml:mi>f</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>E</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi>k</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          where the <inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">γ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi><mml:mi>k</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> are known factors that incorporate instrument
geometry, detector gain, and detector ageing coefficients. Note that the
energy distribution can be constructed progressively as the scans over
energy, elevation, and azimuth are performed. The mean or peak energy
<inline-formula><mml:math id="M150" display="inline"><mml:mrow><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mi>p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> can be readily derived from this energy spectrum; the
former is considered to be a bit more robust than the latter. One can proceed
in a completely analogous way to obtain the mean or peak elevation and
azimuth.</p>
      <p id="d1e2803">The above description is actually a simplification that is applicable only to
three-axis stabilized or slowly rotating spacecraft. If the spacecraft spin
phase changes significantly during the measurement, the construction of the
VDF becomes more complicated as the attitude changes have to be accounted
for; this is a task that usually is performed on-ground. Beam tracking,
however, requires the mean energy<?pagebreak page1289?> and arrival directions to be established
on-board and fast. First, one can simply assume that the spacecraft spin rate
is sufficiently low. For the THOR-CSW case, the spin phase change should be
less than <inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="italic">ω</mml:mi><mml:mo>=</mml:mo><mml:mi>arctan⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1.5</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>/</mml:mo><mml:mn mathvariant="normal">24</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3.6</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>
during the acquisition of a VDF in order not to lose the desired angular
resolution. Knowing that THOR was planned to spin at <inline-formula><mml:math id="M152" display="inline"><mml:mn mathvariant="normal">2</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M153" display="inline"><mml:mi mathvariant="normal">rpm</mml:mi></mml:math></inline-formula>, the VDF
acquisition time should be less than <inline-formula><mml:math id="M154" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">300</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M155" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. In practice, this
condition may be somewhat too strict since most data are gathered near the
centre of the sampled range. In any case, the faster a VDF is assembled, the
less such rotational smearing effects are; the use of beam tracking helps to
ensure that this condition is satisfied. There is a simple way, however, to
relax the above limitation. Rather than computing the energy distribution
over the whole set of energies that have to be scanned, the set can be
divided into a number of chunks, each of which covers only <inline-formula><mml:math id="M156" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">chunk</mml:mi></mml:msub><mml:mo>≪</mml:mo><mml:msubsup><mml:mi>N</mml:mi><mml:mi>E</mml:mi><mml:mo>*</mml:mo></mml:msubsup><mml:mo>≤</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> energy channels. In the case of THOR-CSW, the choice
<inline-formula><mml:math id="M157" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">chunk</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">8</mml:mn></mml:mrow></mml:math></inline-formula> was considered. A full energy scan would therefore
require <inline-formula><mml:math id="M158" display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi>E</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi mathvariant="normal">chunk</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:math></inline-formula> chunks, while a 16-energy scan requires
<inline-formula><mml:math id="M159" display="inline"><mml:mn mathvariant="normal">2</mml:mn></mml:math></inline-formula> chunks. The (partial) moments are computed for each chunk and then
combined to obtain the full moments while taking into account the spacecraft
spin. Such an operation is much simpler than a full correction for spin at
the level of the individual energy–elevation–azimuth voxels. It is
convenient because the computations for each chunk can be done in parallel
with the data acquisition for the next chunk. But most importantly, the
condition for avoiding rotational smearing applies to the acquisition of a
chunk, rather than of the full VDF. The time needed to collect a chunk with 8
energies and 16 elevations is <inline-formula><mml:math id="M160" display="inline"><mml:mn mathvariant="normal">25</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M161" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>, and that for a chunk with 8
energies and 32 elevations is <inline-formula><mml:math id="M162" display="inline"><mml:mn mathvariant="normal">48</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M163" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>, which both are well below the
<inline-formula><mml:math id="M164" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">300</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M165" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> limit found above. This offers a viable and
straightforward way to compute the mean energy and arrival directions needed
for internal beam tracking on-board. The same type of computation can provide
all on-board plasma moments, which is particularly useful if only a fraction
of all full VDFs can be transmitted to the ground due to telemetry
limitations; this enables the implementation of a survey data mode that
provides only the on-board moments with good quality.</p>
      <p id="d1e2996">External beam tracking is an interesting option when another instrument is
available that provides plasma moments at a higher speed than the plasma
spectrometer, such as a Faraday cup instrument
<xref ref-type="bibr" rid="bib1.bibx46" id="paren.29"><named-content content-type="pre">e.g.</named-content></xref>. Such instruments can provide solar wind
speed and velocity direction (and thermal velocity), from which the settings
for the next measurement cycle can be derived. Usually, the arrival direction
is known in that instrument's reference frame. One then needs to know its
alignment relative to that of the plasma spectrometer to be able to translate
these measurements into usable values for the beam tracking procedure
onboard. Finally, the delay time between data acquisition and use in the
plasma spectrometer must also be known. The acquired data receive a time
stamp from the clock of the auxiliary instrument, which must be synchronized
to the same reference as the plasma spectrometer's clock. The delay time
includes computation time in the auxiliary instrument and the time needed for
transmission, possibly via the payload processor; it obviously should be
minimal.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Prediction</title>
      <p id="d1e3010">The decision on which part of phase space to scan in the upcoming measurement
cycle is always a matter of prediction. The simplest form of prediction is
just taking the value from the last measurement. For instance, if the
previous cycle <inline-formula><mml:math id="M166" display="inline"><mml:mi>p</mml:mi></mml:math></inline-formula> resulted in an average energy <inline-formula><mml:math id="M167" display="inline"><mml:mrow><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mi>p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, one
can choose the centre of the energy range for cycle <inline-formula><mml:math id="M168" display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> as

                <disp-formula id="Ch1.Ex7"><mml:math id="M169" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msup><mml:mi>E</mml:mi><mml:mrow><mml:mo>(</mml:mo><mml:mi>p</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mi>p</mml:mi></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          i.e. one uses zero-order (constant) extrapolation. A slightly more advanced
prediction is obtained through first-order (linear) extrapolation:

                <disp-formula id="Ch1.Ex8"><mml:math id="M170" display="block"><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:msup><mml:mi>E</mml:mi><mml:mrow><mml:mo>(</mml:mo><mml:mi>p</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mi>p</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mrow><mml:mi>p</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          Second-order (parabolic) extrapolation results in

                <disp-formula id="Ch1.Ex9"><mml:math id="M171" display="block"><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:msup><mml:mi>E</mml:mi><mml:mrow><mml:mo>(</mml:mo><mml:mi>p</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mi>p</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mrow><mml:mi>p</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>+</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mrow><mml:mi>p</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          In principle one may even use higher-order polynomial extrapolation. There
are, however, a number of drawbacks. In general, <inline-formula><mml:math id="M172" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula>th-order extrapolation
requires <inline-formula><mml:math id="M173" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> preceding values. The underlying assumption of polynomial
extrapolation is that the behaviour of <inline-formula><mml:math id="M174" display="inline"><mml:mrow><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:mo>〉</mml:mo><mml:mo>(</mml:mo><mml:mi>t</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is smooth (<inline-formula><mml:math id="M175" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula>
times continuously differentiable) during this whole <inline-formula><mml:math id="M176" display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mi>n</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:math></inline-formula> time
period; if not, the extrapolated value may be completely off the mark. Such
smoothness is questionable in the solar wind at shocks or discontinuities, so
a high <inline-formula><mml:math id="M177" display="inline"><mml:mi>n</mml:mi></mml:math></inline-formula> is not warranted. All in all, one can expect higher-order
interpolation techniques to work reasonably well only if the energy does not
change rapidly, but in such cases a low-order extrapolation works fine too.</p>
      <p id="d1e3278">Also, if any of these values happens to be corrupted (e.g. by a single event
upset in one of the anodes or in the ADC electronics), the prediction can be
wrong. In order to eliminate outliers, a voting mechanism can be used.
Consider the three last measurements, and compute <inline-formula><mml:math id="M178" display="inline"><mml:mrow><mml:mo>|</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mi>p</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mrow><mml:mi>p</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>|</mml:mo></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M179" display="inline"><mml:mrow><mml:mo>|</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mi>p</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mrow><mml:mi>p</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msub><mml:mo>|</mml:mo></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M180" display="inline"><mml:mrow><mml:mo>|</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mrow><mml:mi>p</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mrow><mml:mi>p</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msub><mml:mo>|</mml:mo></mml:mrow></mml:math></inline-formula>. Identify the smallest of these three differences.
It can be assumed then that this smallest difference corresponds to two
values that are not corrupted as they seem to agree with each other. One can
then perform constant extrapolation by adopting the most recent of those two
numbers as <inline-formula><mml:math id="M181" display="inline"><mml:mrow><mml:msup><mml:mi>E</mml:mi><mml:mrow><mml:mo>(</mml:mo><mml:mi>p</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>. Alternatively, one can perform linear extrapolation
with those two values. Note that a voting mechanism requires an additional
preceding value, implying that the prediction may rely on information that is
somewhat older. In other words, the ability of the algorithm to cope with
rapid changes in the solar wind VDFs is slightly degraded.</p>
      <?pagebreak page1290?><p id="d1e3411">One way of implementing (internal or external) beam tracking is by storing
the <inline-formula><mml:math id="M182" display="inline"><mml:mrow><mml:mo>〈</mml:mo><mml:mi>E</mml:mi><mml:msub><mml:mo>〉</mml:mo><mml:mi>p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> measurements, together with their time tag, in a
first-in first-out queue. As soon as the instrument is ready for setting up
the next VDF acquisition, the most recent measurements are retrieved to make
a prediction. This asynchronous system always works, even when there are
processing delays associated with the interpretation of previously obtained
VDFs (for internal beam tracking) or with the processing and transmission of
the data of the driving instrument (for external beam tracking). Such
asynchronicity is also useful if the VDF acquisition cycle has a variable
duration, e.g. when the number of sampled energy bins is variable.</p>
      <p id="d1e3429">The procedure outlined above also holds for angular tracking. There is one
additional complication, though, in that all azimuth-elevation pairs must be
rotated along with the spacecraft spin. Not doing so would lead to systematic
offsets in predicted beam position, which can be neglected only for slowly
rotating spacecraft.</p>
      <p id="d1e3433">An argument in favour of external beam tracking is that such an instrument
may offer more recent data to base a prediction on. Nevertheless, it is
important to note that, conceptually, internal beam tracking can always be
considered “good enough”. Indeed, a prediction based on the previous plasma
spectrometer measurement involves an extrapolation over a time interval
roughly equal to the VDF acquisition time. This would not be justified if the
solar wind would change significantly over such an interval. But if that is
the case, the time resolution of the spectrometer is simply insufficient and
the VDFs that are acquired are questionable anyhow since they involve
sampling a changing distribution. A posteriori verification is always
possible by comparing subsequent VDFs.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p id="d1e3438">Plasma spectrometer measurements of a constant Maxwellian solar wind
beam on a rapidly spinning spacecraft using internal energy and elevation
beam tracking. From <bold>(a)</bold>–<bold>(f)</bold> and
<bold>(x)</bold>–<bold>(z)</bold>: <bold>(a)</bold> the energy spectrum of the
Maxwellian solar wind; <bold>(b)</bold> the energy spectrum as acquired by the
plasma spectrometer at <inline-formula><mml:math id="M183" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3.95</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M184" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula> with the vertical black and green
dashed lines indicating the centre and the bounds of the sampled energy
range; <bold>(c)</bold> the energy as a function of time, where the horizontal
blue line represents the true solar wind value, the small red dots are the
Faraday cup measurements every <inline-formula><mml:math id="M185" display="inline"><mml:mn mathvariant="normal">30</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M186" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> (not used with internal beam
tracking), the magenta circles and triangles indicate the centre and the
bounds of the sampled energy range, and the red diamonds give the mean energy
as determined by the plasma spectrometer; <bold>(d)</bold> the azimuth (same
format, no beam tracking for azimuth); <bold>(e)</bold> the elevation (same
format); and the <bold>(f)</bold> spin phase. The panels at the right hand side
show <bold>(x)</bold> the energy–elevation, <bold>(y)</bold> energy–azimuth, and
<bold>(z)</bold> azimuth–elevation projections of the VDF at <inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3.95</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M188" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula>. See the main text for more
details.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f01.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS3">
  <title>Beam loss detection and recovery</title>
      <p id="d1e3547">The desire for a robust prediction stems from the fact that the internal beam
tracking process suffers from a self-destructive property: if a prediction is
off the mark, the next measurement cycle will not correctly represent the
VDF, so that the subsequent prediction is extremely likely to be worthless.
In other words, once one starts having difficulties with tracking the beam,
one will rapidly miss it completely and possibly indefinitely.</p>
      <p id="d1e3550">One therefore needs a system for recovery of the beam. A straightforward and
failsafe mode of operation is by regularly performing a scan over the entire
energy–elevation–azimuth range. In this way, if one loses the beam, one is
sure to pick it up again after a finite time interval. More sophisticated
strategies could examine the shape of the obtained VDF to check whether part
of the VDF is missed. Implementing such sophisticated strategies on-board,
however, is difficult, and it is hard to ensure that they are robust (i.e.
when there is beam loss, the strategy should indicate this) and efficient
(i.e. when the strategy indicates that there is beam loss, that should
actually be the case so that a beam recovery action is needed). In the
present study we have adopted a simple condition: if the measured density is
below a threshold <inline-formula><mml:math id="M189" display="inline"><mml:mrow><mml:msub><mml:mi>n</mml:mi><mml:mrow><mml:mi mathvariant="normal">beam</mml:mi><mml:mo>-</mml:mo><mml:mi mathvariant="normal">loss</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M190" display="inline"><mml:mi mathvariant="normal">cm</mml:mi></mml:math></inline-formula><inline-formula><mml:math id="M191" display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, the beam is
considered to be lost. The recovery action is to scan over the entire
instrument range once or several times, depending on the extrapolation
method, to restart the beam tracking process. In fact, this is exactly how
the beam tracking strategy is initialized in the first place.</p>
      <p id="d1e3591">A situation that could be particularly troublesome is that of very low solar
wind densities and/or high temperatures, e.g. downstream of a strong shock
propagating through an already tenuous solar wind. In such situations the
count rates are low, so that the signal-to-noise ratio might be reduced. This
could inadvertently trigger a “beam loss” condition. The consequences of
that would, however, not be dramatic: the instrument simply returns to a
measurement strategy that samples the full instrument range, and it would
keep doing so for as long as the low-density condition holds. Although one
would lose time resolution, providing VDFs over the full instrument range is
one of the best things one can do in such a situation (especially for the
high-temperature case). A posteriori, one can still bin the measurements in
energy, azimuth, elevation, and/or time to improve the signal-to-noise ratio
even further so that these measurements can become scientifically useful. It
should also be noted that beam tracking driven by a Faraday cup instrument
would suffer less from problems in such situations, since a Faraday cup
inherently provides a better signal-to-noise as it integrates the particle
flux over its entire field of view.</p>
      <p id="d1e3594">Beam loss is especially problematic if one is not able to downlink the full
VDFs, but only moments that are computed on-board. In that case one has no
means whatsoever to assess the reliability of the moments, since parts of the
VDF might have been missed. It is then advised to downlink a subset of the
VDFs, though at a much slower rate, to at least allow a regular check on the
proper functioning of the beam tracking strategy. Alternatively, one may
downlink reduced distributions, e.g. the energy and angular distributions
<inline-formula><mml:math id="M192" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi>E</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi>E</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M193" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">θ</mml:mi><mml:mi>j</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M194" display="inline"><mml:mrow><mml:msub><mml:mi>f</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:msub><mml:mi mathvariant="italic">α</mml:mi><mml:mi>k</mml:mi></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, to ascertain that
no significant part of the population has been missed.</p>
</sec>
<sec id="Ch1.S3.SS4">
  <title>Physical underpinning</title>
      <p id="d1e3664">Losing the beam is definitely to be avoided if one aims for continuous and
reliable solar wind measurements. The key question is the following: how
rapid is the instrument VDF sampling compared to the variability in the solar
wind?</p>
      <?pagebreak page1291?><p id="d1e3667">A partial order-of-magnitude answer to this question can be obtained by
considering the following qualitative argument. Spatial variations in the ion
distributions are often characterized by the ion gyroradius,
which is of the order of 100 <inline-formula><mml:math id="M195" display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> in the solar wind at 1 <inline-formula><mml:math id="M196" display="inline"><mml:mi mathvariant="normal">au</mml:mi></mml:math></inline-formula>. A
steady plasma discontinuity of such thickness that passes by the observer
with a (fast) solar wind speed of 1000 <inline-formula><mml:math id="M197" display="inline"><mml:mrow><mml:mi mathvariant="normal">km</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, and with the
discontinuity normal aligned with the flow direction (the most pessimistic
situation), is seen by the observer as a time variation over 100 <inline-formula><mml:math id="M198" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>.
In order to track abrupt changes at that timescale, a measurement time
resolution of <inline-formula><mml:math id="M199" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M200" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> should be sufficient. Note that in shocks,
for instance, the ion distributions can vary on the electron scale
<xref ref-type="bibr" rid="bib1.bibx31 bib1.bibx21" id="paren.30"/>, which would require a time
resolution that is at least an order of magnitude better.</p>
      <p id="d1e3729">Another way to address this question is to look at some of the
highest-cadence solar wind measurements ever made. Data from the Bright
Monitor of Solar Wind (BMSW) experiment on the Spektr-R mission
<xref ref-type="bibr" rid="bib1.bibx46" id="paren.31"/> indicate shock ramps that last only
200 <inline-formula><mml:math id="M201" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. A statistical analysis by <xref ref-type="bibr" rid="bib1.bibx42" id="text.32"/> shows
that the solar wind fluctuation spectrum becomes quite flat around
<inline-formula><mml:math id="M202" display="inline"><mml:mn mathvariant="normal">10</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M203" display="inline"><mml:mi mathvariant="normal">Hz</mml:mi></mml:math></inline-formula>, indicating that rapid intermittent variations with rather
large amplitude are fairly common.</p>
      <p id="d1e3759">One arrives at the conclusion that rapid variations do occur and that beam
tracking works best for sampling frequencies of <inline-formula><mml:math id="M204" display="inline"><mml:mn mathvariant="normal">10</mml:mn></mml:math></inline-formula>–<inline-formula><mml:math id="M205" display="inline"><mml:mn mathvariant="normal">100</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M206" display="inline"><mml:mi mathvariant="normal">Hz</mml:mi></mml:math></inline-formula> or
smaller. If the plasma spectrometer succeeds in sampling the VDFs at such a
high cadence, there is little risk for beam loss.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Performance</title>
      <p id="d1e3791">In this section different strategies for beam tracking are evaluated by means
of a software simulator of the THOR-CSW instrument.</p>
<sec id="Ch1.S4.SS1">
  <title>Beam tracking on a spinning spacecraft</title>
      <p id="d1e3799">As a first test, consider a constant solar wind proton beam in the form of an
isotropic Maxwellian distribution, with a<?pagebreak page1292?> speed that does not coincide with
the solar direction (i.e. with the spin axis of the spacecraft). We ignore
here the issue of aberration. As the spacecraft spins, the beam appears to
trace a circle around the spin axis in the spectrometer field of view.
Angular beam tracking can then be used to follow this ever-changing apparent
arrival direction. We consider a solar wind beam with a density of
<inline-formula><mml:math id="M207" display="inline"><mml:mn mathvariant="normal">5</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M208" display="inline"><mml:mrow><mml:mi mathvariant="normal">particles</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, a velocity of [<inline-formula><mml:math id="M209" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">400</mml:mn></mml:mrow></mml:math></inline-formula>, 100,
0] <inline-formula><mml:math id="M210" display="inline"><mml:mrow><mml:mi mathvariant="normal">km</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> in geocentric solar ecliptic (GSE) coordinates, an isotropic
temperature of <inline-formula><mml:math id="M211" display="inline"><mml:mrow><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M212" display="inline"><mml:mi mathvariant="normal">K</mml:mi></mml:math></inline-formula>, and a spacecraft spin period of
<inline-formula><mml:math id="M213" display="inline"><mml:mn mathvariant="normal">2</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M214" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula>. Internal energy and angular beam tracking are used with
constant extrapolation.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p id="d1e3888">Plasma spectrometer measurements of a constant Maxwellian solar wind
beam on a spinning spacecraft using internal energy and elevation beam
tracking. The plot shows the maximum deviations <inline-formula><mml:math id="M215" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="italic">α</mml:mi></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math id="M216" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi mathvariant="italic">θ</mml:mi></mml:mrow></mml:math></inline-formula> between the spectrometer's mean azimuth and elevation and
the solar wind azimuth and elevation as a function of the spacecraft spin
period <inline-formula><mml:math id="M217" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">spin</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f02.png"/>

        </fig>

      <p id="d1e3928">Figure <xref ref-type="fig" rid="Ch1.F1"/> shows the results of the simulation (see
<xref ref-type="bibr" rid="bib1.bibx11" id="altparen.33"/>, for animations of all the simulations
presented in this paper). The instrument is initialized at time <inline-formula><mml:math id="M218" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M219" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. It starts measuring a first VDF over all energies and all
angles at <inline-formula><mml:math id="M220" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">600</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M221" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>, an operation that lasts almost
<inline-formula><mml:math id="M222" display="inline"><mml:mn mathvariant="normal">600</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M223" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. The mean energy, azimuth, and elevation are determined;
note that these measurements are associated with the middle of the time
interval during which the VDF is acquired. The mean energy and elevation then
are used to start energy and elevation beam tracking. For the energy, the
beam tracking procedure is useful at the beginning to find the appropriate
energy range; as the beam energy remains constant, the energy sampling
interval does not change any more. The elevation, however, changes
sinusoidally. As can be seen in the figure, the beam is tracked very well,
thanks to the prediction that takes the spacecraft rotation into account.
Note that the centre of the sampled elevation range cannot follow the
measured mean elevation when the upper or lower bound of the range coincides
with the spectrometer's upper or lower elevation limit, but as long as the
difference is small and the beam fits into the scanned range, there is no
problem. As an indication of the quality of the beam tracking scheme, we find
that the measured mean azimuth and elevation do not differ by more than
0.6<inline-formula><mml:math id="M224" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> from the the solar wind arrival angles with which the simulation
is set up, well within the 1.5<inline-formula><mml:math id="M225" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> discretization error.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p id="d1e4010">Plasma spectrometer measurements of a constant solar wind beam from
a spacecraft with spin period <inline-formula><mml:math id="M226" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">spin</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.25</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M227" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula>. The plot
layout is the same as that of Fig. <xref ref-type="fig" rid="Ch1.F1"/>.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f03.png"/>

        </fig>

      <p id="d1e4043">There is no risk of losing the beam in energy or elevation as its position in
energy–elevation–azimuth space is constant when compensating for the
spacecraft spin. It is interesting to see what happens if the spin rate
changes. Variants of the above example have been simulated for
<inline-formula><mml:math id="M228" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">spin</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> from <inline-formula><mml:math id="M229" display="inline"><mml:mn mathvariant="normal">0.25</mml:mn></mml:math></inline-formula> to <inline-formula><mml:math id="M230" display="inline"><mml:mn mathvariant="normal">2</mml:mn></mml:math></inline-formula> s; for each of these, the maximum
azimuth and elevation deviations have been evaluated over a full spin (while
ignoring possible transient effects during the initialization of the beam
tracking mode). As Fig. <xref ref-type="fig" rid="Ch1.F2"/> shows,
the deviations become larger as the spacecraft spins faster. For example,
with a spin period of only <inline-formula><mml:math id="M231" display="inline"><mml:mn mathvariant="normal">0.25</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M232" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula> (see
Fig. <xref ref-type="fig" rid="Ch1.F3"/>), the <inline-formula><mml:math id="M233" display="inline"><mml:mn mathvariant="normal">50</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M234" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> time needed
to collect a VDF is too large to justify the hypothesis that the solar wind
does not change in the meantime (in the spacecraft frame of reference).
Consequently, the collected distributions are somewhat distorted. Such
“rotational smearing” affects the measured solar wind arrival direction,
but not the energy spectrum. The distortion represents an apparent increase
in the temperature anisotropy. Nevertheless, the beam tracking process still
works fine.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p id="d1e4106">Plasma spectrometer measurements during the passage of a gradual
plasma discontinuity (duration <inline-formula><mml:math id="M235" display="inline"><mml:mn mathvariant="normal">500</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M236" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>) using internal energy and
elevation beam tracking. The plot layout is the same as that of
Fig. <xref ref-type="fig" rid="Ch1.F1"/>.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f04.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p id="d1e4133">Plasma spectrometer measurements during the passage of an abrupt
plasma discontinuity (duration <inline-formula><mml:math id="M237" display="inline"><mml:mn mathvariant="normal">50</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M238" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>) using internal energy and
elevation beam tracking. The plot layout is the same as that of
Fig. <xref ref-type="fig" rid="Ch1.F1"/>.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f05.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS2">
  <title>Beam tracking at a plasma discontinuity</title>
      <p id="d1e4164">In a second test the response of the plasma spectrometer to the passage of a
plasma discontinuity is examined. The discontinuity is characterized by a
transition in proton properties as the density changes from <inline-formula><mml:math id="M239" display="inline"><mml:mn mathvariant="normal">5</mml:mn></mml:math></inline-formula> to
1 <inline-formula><mml:math id="M240" display="inline"><mml:mrow><mml:mi mathvariant="normal">particles</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> and the isotropic temperature from <inline-formula><mml:math id="M241" display="inline"><mml:mrow><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> to
<inline-formula><mml:math id="M242" display="inline"><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mn mathvariant="normal">5</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M243" display="inline"><mml:mi mathvariant="normal">K</mml:mi></mml:math></inline-formula>, while the velocity jumps from [<inline-formula><mml:math id="M244" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">400</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M245" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula>, 0]
to [<inline-formula><mml:math id="M246" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">800</mml:mn></mml:mrow></mml:math></inline-formula>, 0, 100] <inline-formula><mml:math id="M247" display="inline"><mml:mrow><mml:mi mathvariant="normal">km</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> in GSE coordinates. The transition is
centred at <inline-formula><mml:math id="M248" display="inline"><mml:mrow><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M249" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula> and has a duration of <inline-formula><mml:math id="M250" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">disc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">500</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M251" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. The spacecraft spin period is <inline-formula><mml:math id="M252" display="inline"><mml:mn mathvariant="normal">30</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M253" display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula>, but does not
really matter here. Internal energy and angular beam tracking are used with
constant extrapolation. The simulation in
Fig. <xref ref-type="fig" rid="Ch1.F4"/> demonstrates how both energy and
angular beam tracking work in unison to flawlessly follow the solar wind beam
as it changes its direction and as its energy increases by a factor of 4
through the transition. If one had sampled over the full
energy–elevation–azimuth ranges, there would have been only <inline-formula><mml:math id="M254" display="inline"><mml:mn mathvariant="normal">1</mml:mn></mml:math></inline-formula> or <inline-formula><mml:math id="M255" display="inline"><mml:mn mathvariant="normal">2</mml:mn></mml:math></inline-formula>
measurements during the passage of the discontinuity, while there are <inline-formula><mml:math id="M256" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> measurements when using beam tracking.</p>
      <p id="d1e4357">The simulation in Fig. <xref ref-type="fig" rid="Ch1.F5"/> repeats the previous
example, but now for <inline-formula><mml:math id="M257" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">disc</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M258" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. Given that
the beam changes its energy considerably and abruptly, a situation of beam
loss<?pagebreak page1293?> occurs during the transition. This is due to the energy change, not due
to the elevation change. The instrument has begun scanning over the lower
energy channels at the time the solar wind velocity is ramping up rapidly, so
that the solar wind beam has disappeared from the higher energy channels in
the scan. This leads to an underestimation of the density, and to a decrease
in the mean energy, so that the next VDF measurement cycle is completely off.
Missing the beam leads to a measured density that is less than the
0.1 <inline-formula><mml:math id="M259" display="inline"><mml:mrow><mml:mi mathvariant="normal">particles</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> threshold, triggering the beam loss condition
at the end of acquiring the data point at 00:00:02.050 (collection between
00:00:02.025 and 00:00:02.075). The figure shows the beam recovery strategy
jumping into action by first doing a full scan to find the beam again at
00:00:02.365 (data collected between 00:00:02.075 and 00:00:02.655) and then
restarting beam tracking to resume high cadence data production (first data
point at 00:00:02.680 collected between 00:00:02.655 and 00:00:02.705).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p id="d1e4405">Plasma spectrometer measurements during the passage of a plasma
discontinuity. The spectrometer uses internal energy and elevation beam
tracking. The plot shows the occurrence of beam loss (true or false) and the
maximum deviations in plasma density, energy, azimuth, and elevation between
the measured values and the true solar wind values that occur throughout the
passage, as a function of the discontinuity crossing duration
<inline-formula><mml:math id="M260" display="inline"><mml:mrow><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">disc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>. The measurements are more accurate as the plasma property
changes associated with the discontinuity occur over a longer timescale.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f06.png"/>

        </fig>

      <p id="d1e4425">In order to explore the limits of beam tracking as the discontinuity
timescale becomes shorter, the maximum density and energy errors (deviation
of the measured moments from the solar wind value) are evaluated as a
function of <inline-formula><mml:math id="M261" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">disc</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and are presented in
Fig. <xref ref-type="fig" rid="Ch1.F6"/>. The top panel in the
figure indicates whether or not beam loss occurs (true or false,
respectively). When there is beam loss, the density is erroneous by
definition since it is below the threshold there. Note that the error may
already be important even when the beam loss condition is not triggered yet.
The energy, azimuth and elevation errors also systematically increase for a
more rapid transition. While the maximum azimuth and elevation errors remain
<inline-formula><mml:math id="M262" display="inline"><mml:mrow><mml:mo>≤</mml:mo><mml:mn mathvariant="normal">0.75</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M263" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (half of the 1.5<inline-formula><mml:math id="M264" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> the angular resolution) as long
as there is no beam loss, the maximum energy deviation is around 100 %,
which is not surprising since the beam is lost because it moves out of the
energy range. The measurements right before beam loss can thus be erroneous
as part of the distribution may already be missed. One might fit an
analytical distribution function (Maxwellian, bi-Maxwellian, Lorentzian) to
the observed VDF to try to compensate for that. In any case, a look at the
VDF will help in identifying that there has been an issue and to ascertain
that a part of the VDF has not been measured.</p>
      <p id="d1e4471">In conclusion: beam tracking can deal with progressive changes over a
timescale longer than the sampling time, regardless of the magnitude of the
change. For shorter timescale changes, there is no problem as long as the
changes<?pagebreak page1294?> are not very large, so that the beam still fits in the energy and
angular windows.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p id="d1e4476">Plasma spectrometer measurements for a solar wind simulation based
on Spektr-R/BMSW observations on 8 June 2014, using internal energy and
elevation beam tracking. The plot layout is the same as that of
Fig. <xref ref-type="fig" rid="Ch1.F1"/>, but also shows <bold>(g)</bold> density,
<bold>(h, i)</bold> velocity in the spacecraft frame of reference (<inline-formula><mml:math id="M265" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis
pointing to the Sun, spacecraft spinning in the <inline-formula><mml:math id="M266" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math id="M267" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> plane), and
<bold>(j)</bold> temperature, as a function of time.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f07.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS3">
  <title>Beam tracking for fast solar wind measurements</title>
      <p id="d1e4524">In the previous examples, synthetic data have been used to understand the
possibilities and limitations of beam tracking. We now try to perform more
realistic tests. Since no full solar wind VDF measurements have ever been
made at such a rapid cadence, we have to create hypothetical solar wind data.
This is done by using the aforementioned high-cadence solar wind measurements
from the BMSW experiment on the Spektr-R mission
<xref ref-type="bibr" rid="bib1.bibx45 bib1.bibx46" id="paren.34"/>. The moments from that
instrument, expressed in GSE coordinates and with a time resolution of <inline-formula><mml:math id="M268" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">31</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M269" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>, have been used to construct Maxwellian proton distributions,
and the resulting VDF time sequence has been used as the “true solar wind”
sampled by the plasma spectrometer. A simulation is shown in
Fig. <xref ref-type="fig" rid="Ch1.F7"/> for BMSW measurements on 8 June 2014
exhibiting moderate changes in solar wind direction; there is little
variation in density and energy, and some variability in temperature. The
instrument is perfectly capable of following these changes since these are
neither dramatic in magnitude nor very abrupt as they occur over timescales
of seconds. Indeed, there do not seem to be discontinuous variations in the
BMSW data, implying that solar wind variability takes place mostly over
timescales of a multiple of <inline-formula><mml:math id="M270" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">31</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M271" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>.</p>
      <p id="d1e4567">A more challenging situation is presented in
Fig. <xref ref-type="fig" rid="Ch1.F8"/>. The BMSW instrument observes a strong
shock around 22 June 2015 18:28:22 UT, where the velocity changes from <inline-formula><mml:math id="M272" display="inline"><mml:mn mathvariant="normal">400</mml:mn></mml:math></inline-formula>
to <inline-formula><mml:math id="M273" display="inline"><mml:mn mathvariant="normal">700</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M274" display="inline"><mml:mrow><mml:mi mathvariant="normal">km</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, accompanied by solar wind direction changes, and
by density and temperature enhancements by a factor of <inline-formula><mml:math id="M275" display="inline"><mml:mn mathvariant="normal">2</mml:mn></mml:math></inline-formula> to <inline-formula><mml:math id="M276" display="inline"><mml:mn mathvariant="normal">3</mml:mn></mml:math></inline-formula>. The
variations are both large and fast. The Faraday cup measurements at this time
were performed using sub-optimal high-voltage settings that lead to an
overestimation of velocity and temperature and an underestimation of density;
the velocity overshoot up to 900 <inline-formula><mml:math id="M277" display="inline"><mml:mrow><mml:mi mathvariant="normal">km</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> is likely unphysical. In
the present exercise we ignore these data reliability issues and blindly feed
the simulation with the Faraday cup moments. It turns out that the beam
tracking procedure works perfectly. While the solar wind energy changes
significantly in about <inline-formula><mml:math id="M278" display="inline"><mml:mn mathvariant="normal">2</mml:mn></mml:math></inline-formula> s, this change occurs stepwise and with the
instrument's <inline-formula><mml:math id="M279" display="inline"><mml:mn mathvariant="normal">50</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M280" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> time resolution there are sufficient
intermediate samples to follow the energy enhancement. The beam direction
shows rapid changes between 18:28:18 and<?pagebreak page1295?> 18:28:22 UT and between 18:28:33
and 18:28:38 UT, and these too are well tracked.</p>
      <p id="d1e4656">Although beam tracking works well, the solar wind distribution changes too
abruptly during the most rapid parts of the transitions around 18:28:22, so
that the VDF is mixed up (especially apparent in the animated version of the
simulation in the <xref ref-type="bibr" rid="bib1.bibx11" id="altparen.35"/>), leading to incorrect
density and temperature measurements. This situation is at the limits of the
transition timescale inferred in Sect. <xref ref-type="sec" rid="Ch1.S3.SS4"/>: the
magnetic field can be strong near interplanetary shocks, and so the
gyroradius might be relatively small, there can be electron-scale structure,
and in combination with the large speed this can lead to short timescales. A
second problem is that around 18:28:22.5 the solar wind temperature is at
moments so high that the beam becomes too broad to be captured completely in
the sampling window; the density and the temperature as determined by the
instrument are therefore somewhat too small. Sampling the solar wind without
beam tracking every <inline-formula><mml:math id="M281" display="inline"><mml:mn mathvariant="normal">600</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M282" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> partially avoids the high-temperature
issue, but the assumption that the VDF does not change during the sampling
interval would be justified even less. All solar wind measurements up to now
have had to contend with that. The speed-up from beam tracking appears to be
essential to overcome this difficulty.</p>
      <p id="d1e4678">In the above examples, the emphasis was on the question whether the beam
tracking technique is able to follow the rapid solar wind variations, which
essentially were rapid variations of the plasma moments. However, there may
equally well be rapid changes in the shape of the VDFs (which we do not know
since BMSW only provides the moments). The examples presented here therefore
can only be considered as partial tests.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><caption><p id="d1e4684">Plasma spectrometer measurements for a solar wind simulation based
on Spektr-R/BMSW observations of a strong shock on 22 June 2015, using
internal energy and elevation beam tracking. The plot layout is the same as
that of Fig. <xref ref-type="fig" rid="Ch1.F7"/>.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f08.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><caption><p id="d1e4697">Plasma spectrometer measurements for a solar wind simulation with
the same data as Fig. <xref ref-type="fig" rid="Ch1.F8"/>, using external energy
beam tracking with a delay of <inline-formula><mml:math id="M283" display="inline"><mml:mn mathvariant="normal">30</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M284" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. The plot layout is the same.</p></caption>
          <?xmltex \igopts{width=469.470472pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/36/1285/2018/angeo-36-1285-2018-f09.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS4">
  <title>Internal and external beam tracking</title>
      <p id="d1e4729">The <inline-formula><mml:math id="M285" display="inline"><mml:mn mathvariant="normal">50</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M286" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> time resolution of the plasma instrument with energy and
elevation tracking described above is of the same order as that of a typical
Faraday cup instrument. In that situation, there is little to be gained by
using external rather than internal beam tracking. If one decides to run the
plasma instrument using energy tracking only (16 energies, 32 elevations),
for instance, in order to keep a field of view that is as wide as possible,
the time resolution is <inline-formula><mml:math id="M287" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M288" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>, i.e.
significantly slower, and then external beam tracking becomes attractive.
This situation is shown in Fig. <xref ref-type="fig" rid="Ch1.F9"/> for an<?pagebreak page1296?> assumed
delay time (time between centre of Faraday cup measurement and the moment
that it is available for the plasma spectrometer): <inline-formula><mml:math id="M289" display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:msub><mml:mi>t</mml:mi><mml:mi mathvariant="normal">delay</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">30</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M290" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>. The error on the Faraday cup measurements should be of the
order of the spectrometer energy and angular resolution at most. The
hypothesis made here is that they are exact. Again, beam tracking works well,
but the risk of time variability below the VDF acquisition timescale is even
larger than before. This illustrates the fundamental limitation of external
beam tracking. Fast VDF acquisition is needed both to avoid variability while
acquiring a VDF and to have a reliable prediction for beam tracking thanks to
a short prediction horizon. External beam tracking only addresses the second
issue. An advantage of external beam tracking is that beam loss cannot occur
and a recovery strategy is not needed: if the instrument keeps following the
guidance from the Faraday cups (and assuming that these produce accurate
results), it will always recover the beam, even if the beam has disappeared
from the instrument field of view for some time.</p><?xmltex \hack{\newpage}?>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p id="d1e4798">Beam tracking is an important element in the observational strategy of plasma
spectrometers that try to provide high-cadence solar wind ion VDFs for
in-depth studies of the behaviour of the plasma and its response to
turbulence at kinetic scales. It is an essential tool to guarantee optimal
energy and angular resolution, without compromising the signal-to-noise
ratio, with minimal VDF acquisition time. It requires the VDF acquisition
rate to be fast enough so that the beam energy and direction do not change
dramatically within the acquisition time interval. At the same time,
trustworthy run-time predictions of beam energy and direction must be
available, either from the previous measurements (internal beam tracking) or
from another instrument (external beam tracking). We have explored the
performance of various beam tracking strategies using synthetic and actual
data from the Spektr-R/BMSW instrument. It turns out that the approach works
well, but may fail at times, so that a robust beam recovery mechanism must be
planned (for the case of internal beam tracking).</p>
      <p id="d1e4801">It appears that solar wind variations can at times be extremely rapid, as for
the interplanetary shock observed on 22 June 2015 around 18:20:22 UT by the
Spektr-R/BMSW instrument, therefore requiring a high time resolution. The
simulation experiments conducted here show that a time resolution of
<inline-formula><mml:math id="M291" display="inline"><mml:mn mathvariant="normal">50</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M292" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula> is sufficient for most situations, but at some fast shocks
this is apparently not fast enough. In view of considerations regarding the
proton gyroradius, is seems likely that a resolution of <inline-formula><mml:math id="M293" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M294" display="inline"><mml:mi mathvariant="normal">ms</mml:mi></mml:math></inline-formula>
would be sufficient, but at present data at a <inline-formula><mml:math id="M295" display="inline"><mml:mn mathvariant="normal">100</mml:mn></mml:math></inline-formula> <inline-formula><mml:math id="M296" display="inline"><mml:mi mathvariant="normal">Hz</mml:mi></mml:math></inline-formula> cadence are
not available to verify this.</p>
      <p id="d1e4850">It is always advised to perform regular diagnostics to check whether the beam
tracking strategy is working properly. This can be done by examining the VDFs
that are recorded, from which it may be apparent that part of the solar wind
beam is missing. It is therefore desirable to have a Faraday cup instrument
and a plasma spectrometer working in tandem. Even though the usefulness of
external beam tracking is limited, the Faraday cup measurements can be used
for cross-calibration, to verify whether the beam does not move out of the
field of view (partially or completely) and to assess whether beam loss has
occurred (especially in situations where only the plasma spectrometer moments
are available), and to verify whether the plasma distribution did not
dramatically change while the spectrometer was acquiring a VDF.</p>
      <p id="d1e4853">Beam tracking is not to be confounded with a posteriori peak tracing as used
on the Helios-1 and -2 spacecraft
<xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx44" id="paren.36"/>. Peak tracing consists in
searching for the main peak position in an acquired VDF, which typically
contains many voxels with few or no counts in case no beam
tracking is used. One may then choose to retain only that part of the
distribution function for downlink. Even if one does not perform such a peak
search, modern data compression techniques are able to exploit the<?pagebreak page1297?> presence
of empty bins to reduce the data volume efficiently. Beam tracking itself
already provides such a data compression simply by not measuring irrelevant
regions of energy–elevation–azimuth space.</p>
      <p id="d1e4860">An outcome of the simulations presented here is that a field of view of
<inline-formula><mml:math id="M297" display="inline"><mml:mrow><mml:mn mathvariant="normal">48</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>×</mml:mo><mml:mn mathvariant="normal">48</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> (as originally foreseen for THOR-CSW;
<xref ref-type="bibr" rid="bib1.bibx7" id="altparen.37"/>) sometimes appears to be a bit narrow. Enlarging the
field of view would lead to a degradation of angular resolution (for the same
number of azimuth and elevation bins), but a <inline-formula><mml:math id="M298" display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> angular resolution
and a <inline-formula><mml:math id="M299" display="inline"><mml:mrow><mml:mn mathvariant="normal">64</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>×</mml:mo><mml:mn mathvariant="normal">64</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> field of view could be an interesting
choice that mitigates the problem of partially missing the beam when the
solar wind is very hot and/or the flow is strongly non-radial, and reduces
the risk of beam loss when the solar wind arrival direction changes rapidly.
Such a wider field of view also relaxes the constraint that the instrument
should be pointing accurately in the<?pagebreak page1298?> average (aberrated) solar wind
direction; allowing the pointing direction to be off by several degrees
reduces the frequency of spacecraft attitude change manoeuvres. The downside
is that deflection over large angles is difficult to achieve while respecting
the desired angular resolution.</p>
      <p id="d1e4918">A fast solar wind beam tracking spectrometer is particularly useful if, on
the same spacecraft, it is combined with an omnidirectional spectrometer. The
synergy between both allows one to acquire high cadence solar wind beam
distributions together with the omnidirectional context at a lower cadence.
Comparison between the data from both instruments can help to detect
situations where the picture provided by the beam tracking instrument is
insufficient to completely characterize the plasma environment, including for
instance reflected ions from interplanetary shocks. Note that a slower
instrument can also feature a mass-resolution capability, which could help to
identify the alpha particle contribution in the beam tracking VDFs.</p>
      <?pagebreak page1299?><p id="d1e4921">It is possible to regard beam tracking as a form of “sparse sampling” or
“compressed sensing” <xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx14" id="paren.38"><named-content content-type="pre">see</named-content><named-content content-type="post">and references
therein</named-content></xref>. More advanced applications from this
active area of research might allow further improvements in VDF acquisition
speed. That a sparse representation of VDFs can be useful is demonstrated in
Vlasov simulations <xref ref-type="bibr" rid="bib1.bibx38" id="paren.39"><named-content content-type="pre">e.g. by enhancing sparsity by ignoring phase space
densities below a certain limit, as in</named-content></xref>. Their practical
applicability to accelerate plasma spectrometer measurements remains to be
proven.</p>
      <?pagebreak page1300?><p id="d1e4936">While beam tracking is extremely well suited for solar wind monitoring, it
can be used in other contexts as well. A possible application would be to
apply energy and angular beam tracking for focusing on the details of
precipitating and upwelling ion or electron beams in the auroral regions:
such beams typically are narrow in angular extent as they tend to follow the
magnetic field, and they are nearly mono-energetic with an energy that can
range from tens of <inline-formula><mml:math id="M300" display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula> up to <inline-formula><mml:math id="M301" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M302" display="inline"><mml:mi mathvariant="normal">keV</mml:mi></mml:math></inline-formula>, at least for
electrostatically accelerated particles.</p>
</sec>

      
      </body>
    <back><notes notes-type="dataavailability">

      <p id="d1e4967">The Spektr-R/BMSW high-resolution solar wind
data are made available by the Faculty of Mathematics and Physics, Charles University, Prague, and can be obtained from
<uri>https://aurora.troja.mff.cuni.cz/spektr-r/</uri> (last access:
9 August 2018).</p>
  </notes><notes notes-type="authorcontribution">

      <p id="d1e4976">JDK implemented the instrument simulator, performed the
computations, and wrote the draft manuscript. BL and AF contributed
discussions regarding the THOR-CSW design and operations. LP provided inputs
regarding Faraday cup instruments, the Spektr-R/BMSW data, and their
interpretation. EN, SB, and BB contributed discussions regarding the
feasibility of the electronics for a beam tracking plasma spectrometer. MFM,
RDM, and DB provided inputs regarding on-board instrument management and the
interoperability of a Faraday cup instrument and a plasma
spectrometer.</p>
  </notes><notes notes-type="competinginterests">

      <p id="d1e4982">Johan De Keyser is Topical Editor of <italic>Annales Geophysicae</italic>. None of the other authors declares competing interests.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e4991">Johan De Keyser, Eddy Neefs, Sophie Berkenbosch, and Bram Beeckman at
BIRA-IASB acknowledge support by the Belgian Science Policy Office through
Prodex THOR-CSW-DEV (PEA 4000116805). Work by Benoit Lavraud and
Andrei Fedorov at IRAP was supported by CNRS and CNES. Lubomir Prěch was
supported by the Czech Grant Agency under contract 16-04956S.
Maria Federica Marcucc, Rossana De Marco, and Daniele Brienza acknowledge
support by the Agenzia Spaziale Italiana under contract no. ASI-INAF
2015-039-R.O. The authors gratefully acknowledge the scientific, technical,
and managerial guidance by Andris Vaivads and Arno Wielders during the THOR
Phase A study.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?> Edited by: Minna
Palmroth<?xmltex \hack{\newline}?> Reviewed by: two anonymous referees</p></ack><ref-list>
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