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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">ANGEO</journal-id>
<journal-title-group>
<journal-title>Annales Geophysicae</journal-title>
<abbrev-journal-title abbrev-type="publisher">ANGEO</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Ann. Geophys.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1432-0576</issn>
<publisher><publisher-name>Copernicus Publications</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/angeo-35-71-2017</article-id><title-group><article-title>Absence of the strahl during times of slow wind</article-title>
      </title-group><?xmltex \runningtitle{Absence of the strahl in slow wind}?><?xmltex \runningauthor{C. Gurgiolo and M. L. Goldstein}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Gurgiolo</surname><given-names>Chris</given-names></name>
          <email>chris@gurgiolo.com</email>
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Goldstein</surname><given-names>Melvyn L.</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Bitterroot Basic Research, Hamilton, MT, USA</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Heliospheric Physics Laboratory, Code 672, NASA Goddard Space Flight
Center, Greenbelt, MD, USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Chris Gurgiolo (chris@gurgiolo.com)</corresp></author-notes><pub-date><day>5</day><month>January</month><year>2017</year></pub-date>
      
      <volume>35</volume>
      <issue>1</issue>
      <fpage>71</fpage><lpage>85</lpage>
      <history>
        <date date-type="received"><day>17</day><month>June</month><year>2016</year></date>
           <date date-type="rev-recd"><day>28</day><month>November</month><year>2016</year></date>
           <date date-type="accepted"><day>12</day><month>December</month><year>2016</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017.html">This article is available from https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017.html</self-uri>
<self-uri xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017.pdf">The full text article is available as a PDF file from https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017.pdf</self-uri>


      <abstract>
    <p>It is not uncommon during
periods when the solar wind speed is less than 425 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> to observe
near 1 AU no evidence of a strahl population in either the electron solar
wind or within the foreshock. Estimating the fluid flow within each energy
step returned from the Plasma Electron And Current Experiment (PEACE) on
board Cluster-2 often finds that in slow wind the GSE spherical flow angles
in energies above where there is a clear core/halo signature are often close
to radial with no evidence of a field-aligned flow. This signifies the lack
of a strahl presence in the electron velocity distribution function
(eVDF). When there is no obvious
strahl signature in the data, the electrons above the core/halo in energy
appear to be unstructured and smeared in angle. This can either be
interpreted as due to statistical noise in low counting rate situations or
the result of intense scattering. Regions where the strahl is seen and not
seen are often separated by a very thin boundary layer. These transitions in
the spacecraft frame of reference can be quite rapid, generally occurring
within one to two spins (4–8 s).</p>
  </abstract>
      <kwd-group>
        <kwd>Interplanetary physics (solar wind plasma)</kwd>
      </kwd-group>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>The strahl <xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx31" id="paren.1"/> represents one of the four
populations that make up the electron solar wind. Unlike the thermal,
isotropic core, the suprathermal halo <xref ref-type="bibr" rid="bib1.bibx11" id="paren.2"/> and the high-energy
super-halo <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx41" id="paren.3"/>, all of which follow a radial trajectory
away from the sun, the strahl flows parallel or antiparallel to the ambient
solar wind magnetic field, i.e., it is field-aligned. The general consensus
is that the solar wind originates in the solar corona through a mixture of
Coulomb scattering and interactions with broadband turbulence
<xref ref-type="bibr" rid="bib1.bibx40 bib1.bibx39 bib1.bibx25 bib1.bibx4 bib1.bibx5" id="paren.4"/>; however, there is still no
clear consensus on the specific mechanisms involved in the formation of any
of its four individual populations.</p>
      <p>The strahl is thought to be formed from the initial high-energy electron tail
in the absence of Coulomb collisions and is focused along the strong magnetic
field <xref ref-type="bibr" rid="bib1.bibx35 bib1.bibx4" id="paren.5"/> although recently <xref ref-type="bibr" rid="bib1.bibx34" id="text.6"/> have put
forward the possibility that the strahl is formed directly from the halo by
pitch angle scattering off of whistler waves. In the absence of scattering, the mirror force will focus the strahl in pitch angle as it propagates away
from the sun. This strong focusing is, however, not observed. Observations
show that the strahl actually broadens with radial distance
<xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx29 bib1.bibx18" id="paren.7"/>, beginning about where scattering would
be expected to dominate over focusing (0.5 AU) <xref ref-type="bibr" rid="bib1.bibx24" id="paren.8"/>. Several
suggestions as to the free-energy sources available to drive the broadening
have been put forth (e.g., see
<xref ref-type="bibr" rid="bib1.bibx9 bib1.bibx32 bib1.bibx33 bib1.bibx13 bib1.bibx14 bib1.bibx38" id="altparen.9"/>). The possible
mechanisms include scattering of strahl electrons through interactions with sunward propagating whistler waves (e.g, see <xref ref-type="bibr" rid="bib1.bibx40" id="altparen.10"/>), broadband
whistler turbulence <xref ref-type="bibr" rid="bib1.bibx27" id="paren.11"/> and Langmuir waves <xref ref-type="bibr" rid="bib1.bibx25" id="paren.12"/>.</p>
      <p><xref ref-type="bibr" rid="bib1.bibx22" id="text.13"/> and <xref ref-type="bibr" rid="bib1.bibx36" id="text.14"/> have shown that the strahl and
halo densities vary inversely with radial distance from the sun, implying that
at least a portion of the strahl may be degraded in energy and integrated
into the halo. The processes active to drive this are not known, but it has
been suggested that the same processes responsible for broadening the strahl
may also be capable of scattering strahl electrons into the halo. This is
envisioned as being a slow and continual erosion of the strahl and a
corresponding buildup of the halo through inelastic scattering.</p>
      <p>The characteristics of the strahl in slow wind have been studied by
<xref ref-type="bibr" rid="bib1.bibx12" id="text.15"/>, <xref ref-type="bibr" rid="bib1.bibx36" id="text.16"/>, and <xref ref-type="bibr" rid="bib1.bibx1" id="text.17"/>. They find
similar strahl profiles in the fast and slow winds with perhaps a slightly
higher density in the fast wind and increased broadening during periods of
slow wind. <xref ref-type="bibr" rid="bib1.bibx1" id="text.18"/> in a large statistical study claimed that there
was no strahl in about 25 % of the data. This was an automated
statistically based study, and analysis is performed only during times when
specific criteria are met. They mention no long contiguous time periods of
no strahl or any correlation of the absence of the strahl with solar wind
speed.</p>
      <p><xref ref-type="bibr" rid="bib1.bibx16" id="text.19"/> have shown observations of what appears to be
strong local diffusion of the strahl within the energy range where
the strahl and halo overlap, suggesting that the buildup of the halo
may occur rapidly within regions where the intense disruption of the
lower edge of the strahl occurs. Again, it is not certain what processes
are responsible for the observations.</p>
      <p>In this paper we will detail a set of initial observations made at 1 AU by
the Plasma Electron And Current Experiment (PEACE) instrument on the Cluster spacecraft. The observations show that
during time periods of slow wind (<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">≲</mml:mi></mml:math></inline-formula> 425 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>), the strahl
is often not seen. In place of the strahl, there is an unstructured electron
plasma that is smeared in azimuth and elevation angle. This unstructured
distribution may be a consequence of counting statistics due to low count
rates and is possibly coupled with intense scattering.</p>
</sec>
<sec id="Ch1.S2">
  <title>Data</title>
      <p>This study makes use of data from a number of experiments on board the
Cluster spacecraft, including PEACE <xref ref-type="bibr" rid="bib1.bibx19 bib1.bibx10" id="paren.20"/>, the
Fluxgate Magnetometer (FGM) <xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx15" id="paren.21"/>, the Electric Field and
Waves (EFW) experiment <xref ref-type="bibr" rid="bib1.bibx17 bib1.bibx20" id="paren.22"/>, the Waves of High
frequency and Sounder for Probing of Electron density by Relaxation (WHISPER)
<xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx37" id="paren.23"/>, and the Spatio-Temporal Analysis of Field
Fluctuations (STAFF) experiment <xref ref-type="bibr" rid="bib1.bibx6 bib1.bibx7" id="paren.24"/>.</p>
      <p>The primary data used in the study come from PEACE. PEACE consists of two
hemispherical electrostatic analyzers designated HEEA (high-energy
electrostatic analyzer) and LEEA (low-energy electrostatic analyzer). These
are separated by 180<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> on the satellite and differ only in their
geometric factors (HEEA's geometric factor is larger than LEEA's). Despite
their names, both can cover the energy range 0.6 eV to 26 keV. The
analyzers' fields of view are perpendicular to the spacecraft spin axis, which
is about 5<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> off GSE <inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>Z, and cover 180<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in elevation in 12
sectors. The full 360<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> of azimuth is covered in one rotation of the
spacecraft so that a three-dimensional snapshot of the electron distribution
is accumulated once per spin (<inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 4 s).</p>
      <p>Because of telemetry restrictions, PEACE generally returns only a subset of
the total data collected onboard. Exactly what is returned depends on the
instrument mode, which can be separately commanded for each analyzer on each
of the four spacecraft. The telemetry rate, as well as the amount of data
being returned, determines the time cadence at which full three-dimensional
distributions are downloaded. During the time intervals used in this paper,
all satellites were operating in burst-mode telemetry and PEACE was returning
one 3-D distribution per spin. The data were being returned in 6 or 12
elevations bins with 30 or 60 energy steps and 16 or 32 azimuths, depending on
the data allocation available.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p>Example <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots of a solar wind eVDF. All columns of
plots show the same set of solar wind data but with different formatting
options. The first two columns of plots illustrate different scaling formats.
The left-hand column of plots is auto-scaled, while the center column uses a
common scaling. The strahl and core/halo populations are identified in the
first column of plots. The right-hand column of plots shows the data in raw
format (cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) allowing for the statistical importance of the data
to be followed. Individual colored tiles are identical in area to the
instrument angular resolution.</p></caption>
        <?xmltex \igopts{width=327.206693pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f01.png"/>

      </fig>

      <p>PEACE data are used to characterize the electron plasma through both moments
and visualization tools that allow various aspects of the electron velocity distribution function (eVDF) morphology in
velocity space to be highlighted. The FGM five vector per second data are used
to characterize the local magnetic field, while the full-resolution FGM data
together with the STAFF waveform data are used to construct magnetic field
power spectra. Both the EFW and WHISPER are used in the formation of the
electron moments; EFW provides the spacecraft potential used to correct the
measured electron energy, and WHISPER provides the flags necessary to filter
out times during which the computed moments may be contaminated by
perturbations created by WHISPER active sounding.</p>
</sec>
<sec id="Ch1.S3">
  <?xmltex \opttitle{$\phi$--$\theta$ plots}?><title><inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots</title>
      <p><inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots are used throughout this paper to illustrate features in
the eVDFs. This mode of presentation allows one to show the entire
three-dimensional distribution function at a given energy as a
two-dimensional projection. The three columns of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots in
Fig. <xref ref-type="fig" rid="Ch1.F1"/> serve as examples of some of the features available
in the plot format. Each set of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots uses data from the same
eVDF and shows a contiguous set of PEACE energy shells from 30.1 to
110.3 eV. To fully characterize an eVDF requires one <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plot per
returned energy step; however, in general any feature of interest can be
characterized by a small subset of the returned energy steps. The data are
plotted as a function of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula> (the spacecraft spin angle) and
<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> (the instrument elevation angle). For Cluster, the
instrument frame of reference is offset by about 5<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> from the <inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>Z GSE
frame of reference so that the ecliptic plane makes an angle of about
<inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>95<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> with respect to the spacecraft spin axis (0<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> being
parallel to the spin axis). A rotation angle of 0<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> is the position at
which the instrument aperture lies in the plane containing the sun and the
spacecraft <inline-formula><mml:math display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> axis. Plots are logarithmically scaled in intensity.
Individual plots may be auto-scaled as is the left-hand column of plots in
Fig. <xref ref-type="fig" rid="Ch1.F1"/> or assigned a common scaling range as in the center
and right-hand column of plots. When auto-scaling is used, the range is shown
above each plot, while when using a common scaling range the scaling is given
in a color bar at the bottom of the column. The energy associated with each
individual plot is also shown above it in the following format: raw center
energy–potential corrected center energy. The dot and triangle in the plots
are the projections of the average magnetic field head and tail, respectively.</p>
      <p>The three columns of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots in Fig. <xref ref-type="fig" rid="Ch1.F1"/> make
use of different display options. The eVDF displayed is typical of that seen
in the solar wind and the strahl and core/halo populations are explicitly
labeled in the left set of plots. The core and halo both flow radially away
from the sun and overlap significantly in phase space, which makes it
impossible to separate the two populations in a <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plot. For
this reason we refer to the two populations within a <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plot by
the single name core/halo. The strahl is field-aligned and approximately
centered on one of the magnetic field projection points depending on whether
the flow is parallel or antiparallel to <inline-formula><mml:math display="inline"><mml:mi mathvariant="bold-italic">B</mml:mi></mml:math></inline-formula>. When the magnetic field
has an large off-radial component, the strahl will be shifted off the
core/halo as it is in Fig. <xref ref-type="fig" rid="Ch1.F1"/>. Even with a small off-radial
component, the shift in the strahl will be evident although there still may
be a considerable overlap of the populations. The first and last two columns
of plots in the figure illustrate different scaling formats. The left-hand
column of plots is auto-scaled, while the center and right-hand columns use a
common scaling for all plots. The right-hand column of plots shows the data
plotted in units of counts per accumulation (cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>) with all
smoothing and contouring turned off. Here each grid cell in the plot exactly
matches the instrument angular resolution.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p>Spectrograms of the PEACE elevation zones above and below the
ecliptic plane. This is basically solar wind with some foreshock. Bursts of
intense high-energy electrons above 40 eV correspond to periods when the
spacecraft are in the foreshock. The bursts occur due to the addition of
higher-energy return electrons that have been backscattered off of, or leaked
through, the shock.</p></caption>
        <?xmltex \igopts{width=184.942913pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f02.pdf"/>

      </fig>

</sec>
<sec id="Ch1.S4">
  <title>Observations</title>
      <p>The basic solar wind or foreshock eVDF can tentatively be broken in energy
such that below the break point the core/halo form the dominant electron
population and above the break point the strahl (and possibly any return
foreshock electrons) are the dominant population(s). The energy range above
the break point will be defined as the nominal strahl energy range in this
paper. In Fig. <xref ref-type="fig" rid="Ch1.F1"/> the break point occurs at about 70.5 eV.
It is common to find that when the solar wind speed is less than
425 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, there is no strahl population observed above the break
point and that any electrons located above this energy appear to be
disorganized and diffusely spread in angle. The disorganization is most
directly seen in the <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots but can also be inferred through
plots of the GSE spherical electron fluid velocity angles determined at each
returned energy step.</p>
      <p>We have identified 37 intervals from the 181 we analyzed that have no
observable strahl. In this paper we will look in depth at two such periods,
presenting the basic characteristics observed in the plasma and contrasting
them to what is observed in typical solar wind. The features illustrated in
the two events are common to one degree or another in all 37 events where no
strahl was observed. The first interval spans the time from 09:55 to
12:55 UT on 17 January 2009 and the second that from 22:15 to 23:43 on
28 January 2011. During both events PEACE was returning data in
60 energy <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 16 azimuth <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 6 elevation bins. We used data
from only a single spacecraft in analyzing each event. Generally this was C2
unless it was not returning data, in which case data from C3 or C4 were used.
In 2011 C2 lost one of its extreme elevation sensors, and thereafter the data
used came from either C3 or C4.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p>Plots of the total electron density, temperature, and speed and
magnetic field components in spherical coordinates across the time interval
in Fig. <xref ref-type="fig" rid="Ch1.F2"/>. The enhancements in the total temperature
between 11:30 and 12:15 indicate times when the spacecraft was in the
foreshock.</p></caption>
        <?xmltex \igopts{width=184.942913pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f03.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p>Three sets of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots from the event in
Figs. <xref ref-type="fig" rid="Ch1.F2"/> and <xref ref-type="fig" rid="Ch1.F3"/>. Red arrows in
Fig. <xref ref-type="fig" rid="Ch1.F3"/> show the locations of the data in each column of
plots. The center column of plots is from a foreshock interval as evidenced
by the presence of a return electron population.</p></caption>
        <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f04.png"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p><inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots in units of cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. Each column of
plots corresponds to the column of plots in Fig. <xref ref-type="fig" rid="Ch1.F4"/>. The
plots are auto-scaled and the maximum cnt/acc scaling above each plot
provides the highest count level. The value to the right of each plot is the
average counts per cell in the data grid.</p></caption>
        <?xmltex \igopts{width=327.206693pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f05.png"/>

      </fig>

<sec id="Ch1.S4.SS1">
  <?xmltex \opttitle{The 17~January~2009 09:55 to 12:55\,UT event}?><title>The 17 January 2009 09:55 to 12:55 UT event</title>
      <p>Figures <xref ref-type="fig" rid="Ch1.F2"/> and <xref ref-type="fig" rid="Ch1.F3"/> characterize the
electron plasma observed during the event. The populations centered on the
magnetic head are moving sunward and those centered on the magnetic tail are
moving anti-sunward. As such, the strahl (when present) will be centered on
the magnetic tail (triangle) and the return electrons (when the spacecraft
are in the foreshock) will be centered on the magnetic head (solid circle) in
the <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots.</p>
      <p>The dual spectrograms in Fig. <xref ref-type="fig" rid="Ch1.F2"/> show the general
electron characteristics during the event. The data are taken from the two
LEEA elevations that bracket the ecliptic plane. This period is almost
entirely comprised of solar wind with a few short transitions into and out of
the foreshock. The foreshock transitions are identified by intensification in
the electron spectrum above about 40 eV (viz., between 11:35 and 12:05 UT).
The intensifications are the result of the addition of higher-energy return
electrons to the spectra. (As will be shown, there is no observed strahl
during this event.) Figure <xref ref-type="fig" rid="Ch1.F3"/> shows the electron moments and
magnetic field during the event. From top to bottom are the total electron
density, temperature, fluid speed, and the spherical components of the
magnetic field. All vector quantities are in GSE. To the right of each plot
are the average values of the quantities plotted. The average local solar
wind speed across the event is 368.7 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, which can be contrasted
with the average solar wind speed of 355.7 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> measured by the
Advanced Composition Explorer (ACE) at
L1. The excursions into the foreshock occur in conjunction with increases in
the electron temperature.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F4"/> shows three columns of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots which
illustrate the typical characteristics of the eVDF across the event in
Figs. <xref ref-type="fig" rid="Ch1.F2"/> and <xref ref-type="fig" rid="Ch1.F3"/>. The red arrows in
Fig. <xref ref-type="fig" rid="Ch1.F3"/> show the locations where the eVDFs were taken. From
left to right this corresponds to the left to right columns in
Fig. <xref ref-type="fig" rid="Ch1.F4"/>. The event basically consists of two long stretches
of solar wind separated near 12:00 UT by several excursions into and out of
the foreshock. The first and last columns of plots in the figure are taken
from within the two solar wind intervals, while the center column is taken
from within the foreshock. Each column of plots depicts every other returned
energy step between 22.1 and 83.8 eV, inclusively. A clear core/halo
population is seen in each column up to about 44.7 eV. There is also a
return electron population in the middle column of plots that is centered on
the head of the magnetic field projection and can be seen in all the energy
steps shown. In none of the three eVDFs, however, is there any evidence of a
strahl population. Above 44.7 eV the electrons appear to be unstructured
(except in the foreshock, where the return population is clearly evident).</p>
      <p>One of the primary concerns with the observations during periods where the
plasma appears to be unstructured is whether this is the result of low
counting rates and therefore statistical in nature or if the small-scale
variations in the data are significant and created by some physical process
such as scattering. Figure <xref ref-type="fig" rid="Ch1.F5"/> shows the same sets of
<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots as shown in Fig. <xref ref-type="fig" rid="Ch1.F4"/>, with the
exception that the units plotted are cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. These plots are
individually auto-scaled, which makes the maximum scaling (first line above
each plot) the highest number of counts in any cell in the plot grid. The
value to the right of each plot is the average counts per cell in the plot
grid (total number of counts in the plot grid divided by the total number of
cells). Colors vary similarly to the color bar shown in
Fig. <xref ref-type="fig" rid="Ch1.F2"/> but run from the maximum to minimum scaling
value for each plot. Once above the energy range where the core/halo can be
easily observed (44.1 eV), the maximum cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> falls off rapidly
and at the upper energy step included in Fig. <xref ref-type="fig" rid="Ch1.F5"/> is down
to 7 cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. At this level statistical variations become a concern.
However, statistical variations are really only important if there is no
long-term mean in the data, that is the variations represent pure noise and
not a scatter about a non-zero mean. In the latter there is at least some
degree of organization present, suggesting that the data are not reflecting
pure noise.</p>
      <p>There are two methods to look for noise within the data. The first of these
is shown Fig. <xref ref-type="fig" rid="Ch1.F6"/>. This figure contains two sets of plots
with identical formats except that the upper set covers the full event time, while
the lower set covers the limited time period 11:20 to 12:20 UT, which includes
the foreshock excursions. The upper plot in each set shows the GSE azimuthal
flow angle as a function of time computed in each of 12 included energy
steps. The energy step traces are color-coded according to the list of
energies at the right of the top plot in each set. The lower plot in each set
shows the GSE elevation flow angle as a function of time. The thick black and
yellow traces are the head and tail azimuth and elevation angles of the
magnetic field vector, respectively. In this format energies that are
primarily made up of core/halo particles are expected to show radial flow
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">ϕ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>), while energies which are predominantly strahl and/or
return particles are expected to be field-aligned (i.e., following either the
black or yellow curves). Nominally, energies at which the eVDF is
transitioning from radial to field-aligned flow should, with increasing
energy, show the flow gradually changing from radial to field-aligned.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p>Upper plot shows the electron fluid flow GSE angles at 12 different
energies over the full event time. Black and yellow lines are the spherical
angles associated with the head and tail of the magnetic field vector. The
lower plot shows a portion of the upper plot at higher time
resolution.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f06.png"/>

        </fig>

      <p>Energies of 27 eV and below in Fig. <xref ref-type="fig" rid="Ch1.F6"/> basically exhibit a
radial flow across the event. At these energies the dominant population is
the core/halo (see Fig. <xref ref-type="fig" rid="Ch1.F4"/>). Above 27 eV the flow is still
basically radial at all energies except when the spacecraft is in the
foreshock. The lower set of plots in Fig. <xref ref-type="fig" rid="Ch1.F6"/> covers the time
period when the spacecraft are transitioning between the solar wind and
foreshock. In the foreshock above 27 eV, the flow progressively changes from
a predominantly radial flow until at 67 eV and above it primarily a sunward,
field-aligned flow (becoming aligned with the black trace). Change occurs as
the intensity of the core/halo rolls off with energy in the presence of the
foreshock return electrons. Had there been a strahl population the curves
would undoubtedly have shifted towards the yellow trace since the strahl is
generally the more dominant of the two populations and would have moved opposite to the
return population.</p>
      <p>The fact that at times the high-energy electrons show an almost radial
flow is indicative of the fact that there is neither a strahl nor a return population
present in the eVDF. The near radial flow is expected if the plasma
at those energies is unstructured. It does not, however, convey any
information as to whether the lack of structure is simply a result
of low count rates and counting statistics or has a physical origin.</p>
      <p>With increasing energy there is an increase in the statistical variance in
the traces, especially at the upper two energy steps. This increase in the
variance is a result of the decrease in cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. Note that the
variance has a wider spread in the solar wind than it does in the foreshock
where return electrons tend to dominate the computed flow angles suppressing
much of the variation. In the solar wind, what is seen in the upper two
energy channels is probably statistical noise.</p>
      <p>There is another test that can be made to indicate the relevance of
the data within a plot grid at a single energy step. This is done
by assuming that the data within each grid cell in a plot follow a
Poisson distribution function. The Poisson distribution expresses
the probability that a given number of events will occur within a
fixed time interval as</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p><inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots of the Poisson statistics associated with the
top three energy steps in each of the three columns in
Fig. <xref ref-type="fig" rid="Ch1.F5"/>.</p></caption>
          <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f07.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8"><caption><p>Spectrograms of the PEACE elevation zones above and below the
ecliptic plane from the second event. Enhancements in the electron intensity
above 60 eV are times when the spacecraft are in the foreshock. The
enhancements are due to return electron populations from the foreshock and
also times when the strahl is present.</p></caption>
          <?xmltex \igopts{width=184.942913pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f08.pdf"/>

        </fig>

      <p><?xmltex \hack{\newpage}?>
            <disp-formula id="Ch1.E1" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mi>P</mml:mi><mml:mo>(</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi mathvariant="italic">λ</mml:mi><mml:mi>x</mml:mi></mml:msup><mml:msup><mml:mi>e</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">λ</mml:mi></mml:mrow></mml:msup></mml:mrow><mml:mrow><mml:mi>x</mml:mi><mml:mi mathvariant="normal">!</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>
          where <inline-formula><mml:math display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> is the number of events in the fixed interval and <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is the
average number of events per interval (rate of occurrence). The probability
in any given grid cell is based solely on the average count rate in that cell
within a fixed interval. We use an interval that is one accumulation period,
the length of which depends on how the data are averaged together prior to
transmission. The rate of occurrence in an interval is assumed to be constant
and all events are assumed to be independent. We estimate <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> within
each grid cell in a <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plot from the average of 25 successive
<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots. Each grid cell is considered as an independent system,
which is necessary to allow for any angular dependence in the plot (which
depends on the angular dependence of the measured electron distribution). A
mapping of the Poisson distribution from a <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plot grid is made by
setting the measured count rate in each cell to <inline-formula><mml:math display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> in Eq. (<xref ref-type="disp-formula" rid="Ch1.E1"/>)
and <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> to the average count rate observed in the cell and then
estimating <inline-formula><mml:math display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula>, which is the expected probability of observing <inline-formula><mml:math display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> counts in
any given accumulation period. Given <inline-formula><mml:math display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula>, we would expect to see <inline-formula><mml:math display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> counts
in the cell once every <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:mi>P</mml:mi></mml:mrow></mml:math></inline-formula> accumulation periods; the smaller <inline-formula><mml:math display="inline"><mml:mi>P</mml:mi></mml:math></inline-formula>, the less
likely that the observed count rate is simply statistical in nature.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F7"/> shows three columns of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>
Poisson-based statistical maps corresponding to the top three plots in each
column in Fig. <xref ref-type="fig" rid="Ch1.F5"/>. The colors translate into the Poisson
probability according to the color bars at the bottom of each plot column.
Basically colors from brown down through green denote pixels where
the variations in the data are reasonably consistent with simple statistical
variations and the blue through purple pixels denote regions where the count
rates are more likely to be the result of some physical process. Even where
the variations in the data are consistent with statistical noise, the
underlying data may still be physical. We know that at least in the second
column there is a return electron population and although the variations seen
in this population may be purely statistical, the underlying data are real.
The Poisson analysis suggests that not all of the unstructured spread
observed in the electrons results from statistical noise – there are a fair
amount of counts that appear to be physical in origin.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><caption><p>Plots of the total electron density, temperature, and speed and
magnetic field components in spherical coordinates across the time interval
in Fig. <xref ref-type="fig" rid="Ch1.F8"/>. The enhancements in the total temperature
between 23:20 and 23:35 indicate times when the spacecraft was in the
foreshock. Red arrows in the figure show the locations of the data in the
columns shown in
Fig. <xref ref-type="fig" rid="Ch1.F10"/>.<?xmltex \hack{\vspace*{5mm}}?></p></caption>
          <?xmltex \igopts{width=184.942913pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f09.pdf"/>

        </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F10" specific-use="star"><caption><p>Three sets of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots from the event in
Figs. <xref ref-type="fig" rid="Ch1.F8"/> and <xref ref-type="fig" rid="Ch1.F9"/>. Red arrows in
Fig. <xref ref-type="fig" rid="Ch1.F9"/> show the locations of the data in each column of
plots. The last two columns of plots are from foreshock intervals. The first
shows no strahl, but both have return electron
populations.</p></caption>
          <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f10.png"/>

        </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F11" specific-use="star"><caption><p><inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots in units of cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. Each column of
plots corresponds to the column of plots in Fig. <xref ref-type="fig" rid="Ch1.F10"/>. The
plots are auto-scaled and the maximum cnt/acc scaling above each plot
provides the highest count level. The value to the right of each plot is the
average counts per cell in the data grid.</p></caption>
          <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f11.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS2">
  <title>The 28 January 2011 22:15 to 23:43 event</title>
      <p>This is a slightly more dynamic and complex interval than that discussed in
Sect. <xref ref-type="sec" rid="Ch1.S4.SS1"/>. We use figures similar in context and format to
those used to describe the 17 January 2009 event, and except where necessary,
we will not describe the formats. Figures <xref ref-type="fig" rid="Ch1.F8"/> and
<xref ref-type="fig" rid="Ch1.F9"/> characterize the electron plasma over the event time. As
in the previous event, populations centered on the magnetic head are moving
sunward and those centered on the magnetic tail are moving anti-sunward.
Figure <xref ref-type="fig" rid="Ch1.F8"/> shows spectrograms from two LEEA elevations,
one viewing just below the ecliptic plane and one viewing about 45<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>
above the ecliptic plane. These elevations ensure that both projections of
the magnetic field are in the field of view. Enhancements in the greater than
40 eV electron intensity in the upper spectrogram are mainly due to the
strahl, while similar enhancements in the lower spectrogram are mainly due to
return electrons. The different response of the sensors is due to the
orientation of the magnetic field and which sensor is looking parallel and
which antiparallel to field. Up to about 22:48 UT there is no strahl and
after that the strahl is only sporadically present until 23:18 to 23:37 when
a strong strahl signature reappears.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F9"/> shows the plasma moments and the magnetic field
vector in spherical coordinates covering the second event. As in the first
event, most of the defining features are seen in the electron temperature.
The temperature runs through several different levels of intensity across the
event. From the start the temperature takes on a baseline value of about
5.4 eV and later jumps to about 5.6 eV at 22:45 UT. There is no strahl in
the data until at least 23:05 UT when the temperature makes narrow jumps to
about 6.0 eV. These are due to appearance of a strahl that can be seen in
the <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots (not shown). Between 23:10 and 23:18 there is no
consistent evidence of a strahl, but there are return particles. At 23:18 a
large and dynamic increase in the temperature begins that lasts until
23:37 UT. This is a clear foreshock interval with both return and strahl
electrons present in the data. During this time the solar wind speed shows
good anticorrelation with the temperature. Both the temperature and solar
wind speed are modulated by changes in the intensity and the dynamical mixing
of strahl and return populations. At 23:37 the temperature returns to a lower
value and remains there until the end of the burst-mode telemetry period. The
lower temperature coincides with the disappearance of the strahl.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12"><caption><p>Upper plot shows the electron flow direction in GSE at 12 different
energies over the full event time. Black and yellow lines are the spherical
angles associated with the head and tail of the magnetic field. The lower
plot shows a portion of the upper plot at a higher temporal
resolution.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f12.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F13" specific-use="star"><caption><p><inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots of the Poisson statistics associated with the
top three energy steps in each of the three columns in
Fig. <xref ref-type="fig" rid="Ch1.F11"/>.</p></caption>
          <?xmltex \igopts{width=327.206693pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f13.png"/>

        </fig>

      <p>The average local solar wind speed for the event is 327.6 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>,
close to the average speed at ACE, which was 305.2 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. This is one
of the lowest average speeds that we have seen for any event in this study.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F10"/> shows three columns of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots,
which illustrate the characteristics of the eVDFs at different times through
the event. The red arrows in Fig. <xref ref-type="fig" rid="Ch1.F9"/> show the times of the
eVDFs. Left to right corresponds to the left to right columns in
Fig. <xref ref-type="fig" rid="Ch1.F10"/>. There is no strahl in either of the first two
columns of plots, but it is clearly seen in the last column of plots. The
last two columns contain a return population, indicating that at these times,
the spacecraft is in the foreshock. These same sets of plots are shown in
Fig. <xref ref-type="fig" rid="Ch1.F11"/> where the data are plotted in units of
cnts acc<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>. All the plots are auto-scaled and show a progressive
increase in the maximum counts contained in the plot grid across the columns
in the top three plots. The 4 and 5 count maximums in the top two plots in
the first column increase to 16–24 counts by the third column, by which
point statistical noise is unimportant.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F12"/> shows the GSE spherical fluid flow angles computed
at every other energy step from 14.3 to 162.6 eV, inclusive. The upper plot
covers the entirety of the event while the lower plot shows just the second
half of the event where the plasma begins to show a strong tendency toward
field-aligned flows at the higher energies. The flows in the energies below
53 eV are primarily radial across the entire event. There is no indication
of a field-aligned flow until about 22:48 UT, which coincides with the first
jump in temperature. This is seen in the energy steps from 67 eV and higher
and is a sunward flow consistent with what would be generated by the return
electrons. There are two flow reversals between 23:05 and 22:08 UT to an
anti-sunward flow (clear in the lower two plots) occurring in conjunction
with observations of the strahl in <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots (not shown). By
23:09 UT the field-aligned flow again becomes sunward and stays such until
23:18 UT where it again switches to anti-sunward flow due to the appearance
of the strahl in the eVDF (see third column of plots in
Fig. <xref ref-type="fig" rid="Ch1.F10"/>). Near the end of the event there is final switch
back to sunward flow.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F13"/> shows three columns of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula>
Poisson maps corresponding to the top three plots in each column in
Fig. <xref ref-type="fig" rid="Ch1.F11"/>. In the top two plots in the first column the
data appear to be consistent with statistical noise, probably arising from
the low count rates at this time. In the last two columns any variations
associated with return and/or strahl populations appear to be well accounted
for by a mixture of statistical and non-statistical variations. Variations in
the return and strahl populations in the last two columns of plots would seem
to be physical in nature (fluctuations in the source intensity) and not
statistical.</p>
</sec>
</sec>
<sec id="Ch1.S5">
  <title>Discussion</title>
      <p>We have looked at every interval between 2001 and 2012, inclusive, when the
spacecraft are both upstream of the bow shock and returning data using burst-mode telemetry. There are 181 such intervals, of which 37 contained times when
the strahl was absent. The absence of the strahl appears to have some
dependence on the solar wind speed, occurring primarily during periods of
slow wind (<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">≲</mml:mi></mml:math></inline-formula> 425 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>). The probability of occurrence
appears to increase with decreasing wind speed.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F14"/> illustrates the difference in the observed solar
wind speed and temperature anisotropy during periods when the strahl is
present and absent. The top two plots in the figure show probability
distribution functions (PDFs) of the solar wind speed and temperature
anisotropy during the 37 periods where the strahl is absent, while the bottom
two plots show the same for the 144 periods when the strahl is present. The
PDFs are normalized to area (number of events in each bin divided by the
total number of events in the plot) so that the sum of the PDF values in any
plot is 1.0. Averages of the quantities in each plot are shown either next to
the right or left <inline-formula><mml:math display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis. PDFs of the speed and anisotropy data when the strahl is present are basically what is observed in the majority of pure
solar wind events (see, e.g., <xref ref-type="bibr" rid="bib1.bibx23" id="altparen.25"/>). The spread in the
temperature anisotropy is a consequence of the presence of the field-aligned
strahl, which is often observed to have temperature ratios greater than 1 and
as high as 3 <xref ref-type="bibr" rid="bib1.bibx38" id="paren.26"/>. Intervals when there is no strahl occur almost
exclusively at lower solar wind speeds. Such intervals have a temperature
anisotropy close to 1 (the approximate temperature anisotropy associated
with the core/halo).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F14"><caption><p>Probability distribution functions of the solar wind speed and total
temperature anisotropy during periods when the strahl is absent (top row) and
present (bottom row) strahl.</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f14.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F15" specific-use="star"><caption><p>Contiguous temporal set of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ϕ</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> plots at 83.8 eV showing
the rapid transition from a region with a strahl to one without. Time starts at
the top left and runs to the right from top to bottom. The entire set of
plots is from within the foreshock.</p></caption>
        <?xmltex \igopts{width=327.206693pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f15.pdf"/>

      </fig>

      <p>Why the strahl is absent is not clear. The primary reason for the
uncertainty is that the current set of observations are not taken
in regions where the actual disruption of the strahl is taking place.
Without knowing where this occurs and under what plasma conditions
it occurs, it is almost impossible to begin to speculate on the mechanisms
behind it. Given what little information we have, however, two of the
more likely explanations are scattering through intense broadband
whistler turbulence <xref ref-type="bibr" rid="bib1.bibx26 bib1.bibx27" id="paren.27"/> and the possibility
that there was no initial formation of the strahl in the inception
of the solar wind.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F16"><caption><p>Magnetic field power density spectra during a period when there is
no observed strahl. The spectra are formed by combining spectra from the full-resolution FGM data (blue portion of the spectra) and the STAFF waveform data
(orange portion of the spectra). The two individual spectra are normalized
between 1 and 2 Hz.</p></caption>
        <?xmltex \igopts{width=184.942913pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f16.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F17"><caption><p>Identical to Fig. <xref ref-type="fig" rid="Ch1.F9"/> but covering the narrow
interval of time surrounding the transition between plasma with and without a
strahl presence near 23:56 UT in Fig. <xref ref-type="fig" rid="Ch1.F12"/>. While there
appears to be a large rotation in phase at this point in
Fig. <xref ref-type="fig" rid="Ch1.F12"/>, what the figure really shows is a directional change
in the flow as the strahl drops out of the eVDF. This occurs where the
spacecraft might be transitioning between adjacent flux
tubes.</p></caption>
        <?xmltex \igopts{width=184.942913pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/35/71/2017/angeo-35-71-2017-f17.pdf"/>

      </fig>

      <p>We have looked at the magnetic field spectral power during times when there
is no observable strahl, an example of which is shown in
Fig. <xref ref-type="fig" rid="Ch1.F16"/>. The spectrum is a combination of spectra built from
the full-resolution FGM data (blue portion of the total spectrum) and the
STAFF waveform data (orange portion of the spectrum), which are normalized at
their overlap between 1 and 2 Hz. There is no indication of any local
intensification(s) in the power in the STAFF portion of the spectrum, which
might indicate the presence of intense local turbulence. If we are using this
as a signature of scattering, then this is not locally active or has already
taken place farther upstream. It should be noted that foreshock spectra in
the presence of a strahl signature do tend to show broadband intensity
enhancements in the STAFF portion of the spectrum (between 10 and 100 Hz in
this figure). These enhancements are more than likely evidence of whistler or
other broadband turbulence driven by the free energy in the counterstreaming
return and strahl electron populations in the foreshock.</p>
      <p>The problem with using scattering to fully disrupt the strahl is that it is
generally not intense enough and provides no obviously viable means to
explain the observations of side-by-side regions of unstructured and
structured solar wind eVDFs separated by narrow transition regions. These
observations are puzzling, suggesting that other factors are active in
addition to solar wind speed. Figures <xref ref-type="fig" rid="Ch1.F6"/> and
<xref ref-type="fig" rid="Ch1.F12"/> show that the transition from a plasma with a strahl to
one without occurs very rapidly and often without any significant difference
in wind speed. A detailed example of one transition is given in
Fig. <xref ref-type="fig" rid="Ch1.F15"/> This shows consecutive plots of the 88.3 eV
energy step across the last transition from a strahl-dominated to a
non-strahl plasma in Fig. <xref ref-type="fig" rid="Ch1.F12"/>. Between 23:36:52 and
23:36:56 UT, the strahl drops out of the eVDF with no effect seen in the
return population. The existence of the return population across the time
period means that there is no transition between the foreshock and solar
wind. It is difficult to understand how these boundaries are set up and
maintained.</p>
      <p>A second possibility is that the strahl is not uniformly produced in the
corona with the solar wind. In this scenario the mixture of regions at 1 AU
with a presence or absence of the strahl might be the result of the mixing of
flux tubes (viz., <xref ref-type="bibr" rid="bib1.bibx3" id="altparen.28"/>). This would provide for the narrow
transition boundaries seen between the two plasma regimes. The supposition
would place the flux tube boundary associated with the change in plasma state in
Fig. <xref ref-type="fig" rid="Ch1.F15"/> at about 23:56 UT. Figure <xref ref-type="fig" rid="Ch1.F17"/> shows a plot of the electron plasma data and magnetic field. The plot is formatted
almost identically to the plot shown in Fig. <xref ref-type="fig" rid="Ch1.F9"/> but covers
only a narrow slice of time centered on the flux tube crossing. In this
figure, the data are gridded at 0.2 s, which is the native time resolution of
the magnetic field data used, while Fig. <xref ref-type="fig" rid="Ch1.F9"/> is gridded at
4.0 s, which is approximately the time resolution of the plasma data.
Crossing the flux tube, there is a noticeable shift in both the average
electron temperature and fluid velocity. Both of these can be traced to the
existence or absence of the strahl. There are only very minor changes in the
magnetic field across the flux tubes. This is no azimuthal rotation and only
very small changes in the average elevation angle and average magnitude. Note
that the apparent large azimuth rotation in Fig. <xref ref-type="fig" rid="Ch1.F12"/> at this
time is a rotation in flow as the strahl drops out of the eVDF and does not
represent a rotation in the magnetic field.</p>
</sec>
<sec id="Ch1.S6" sec-type="conclusions">
  <title>Conclusions</title>
      <p>In periods associated with slow wind (<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">≲</mml:mi></mml:math></inline-formula> 425 km s<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>), there is
often, but not always, no strahl observed in the solar wind or in the
foreshock. It is not clear why the strahl is not seen in the eVDF during
those slow solar wind intervals. Is the strahl simply not formed within the
conditions under which the slow wind is set up or is it somehow disrupted at
some time during or after its formation? It should be emphasized that these
suppositions are based on what maybe considered a weak statistical study.
There are insufficient observations during times when Cluster is upstream of
the shock and returning data in burst-mode to accumulate a sufficient number
of events to allow a full statistical analysis of the results. A statistical
analysis will be presented in a follow-up paper if we are able to show that a
similar analysis can be sufficiently carried out using the lower-resolution
data that are commonly used in the solar wind.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S7">
  <title>Data availability</title>
      <p>With the exception of PEACE data, which were obtained from the Mullard Space
Science Laboratory (MSSL) science data archive
(<uri>http://www.mssl.ucl.ac.uk/missions/cluster/about_peace_data.php</uri>), all
data were obtained from the Cluster Science Archive (CSA,
<uri>http://www.cosmos.esa.int/web/csa</uri>).</p>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>The authors would like to acknowledge the work and role of the Cluster Science
Archive (CSA) and thank the EFW and FGM teams for providing the data used in
this study. We would also like to acknowledge the PEACE team at MSSL who
worked on and are constantly improving the instrument calibration. We thank
the ACE SWEPAM instrument team and the ACE Science Center for providing the
ACE data. We would like to acknowledge support from NASA Grant
NNX15AI88G.<?xmltex \hack{\newline}?><?xmltex \hack{\hspace*{4mm}}?> The topical editor, M.
Temmer, thanks P. Yoon and three anonymous referees for help in evaluating
this paper.</p></ack><ref-list>
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<abstract-html><p class="p">It is not uncommon during
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wind or within the foreshock. Estimating the fluid flow within each energy
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of a strahl presence in the electron velocity distribution function
(eVDF). When there is no obvious
strahl signature in the data, the electrons above the core/halo in energy
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interpreted as due to statistical noise in low counting rate situations or
the result of intense scattering. Regions where the strahl is seen and not
seen are often separated by a very thin boundary layer. These transitions in
the spacecraft frame of reference can be quite rapid, generally occurring
within one to two spins (4–8 s).</p></abstract-html>
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