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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">ANGEO</journal-id>
<journal-title-group>
<journal-title>Annales Geophysicae</journal-title>
<abbrev-journal-title abbrev-type="publisher">ANGEO</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Ann. Geophys.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1432-0576</issn>
<publisher><publisher-name>Copernicus GmbH</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/angeo-33-381-2015</article-id><title-group><article-title>Contribution of proton and electron precipitation to the observed electron concentration in October–November 2003 and <?xmltex \hack{\newline}?> September 2005</article-title>
      </title-group><?xmltex \runningtitle{Contribution of electron and proton precipitation}?><?xmltex \runningauthor{P.~T.~Verronen et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Verronen</surname><given-names>P. T.</given-names></name>
          <email>pekka.verronen@fmi.fi</email>
        <ext-link>https://orcid.org/0000-0002-3479-9071</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Andersson</surname><given-names>M. E.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0002-8501-3366</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Kero</surname><given-names>A.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Enell</surname><given-names>C.-F.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-1006-2822</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Wissing</surname><given-names>J. M.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff5 aff8">
          <name><surname>Talaat</surname><given-names>E. R.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Kauristie</surname><given-names>K.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Palmroth</surname><given-names>M.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0003-4857-1227</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff6">
          <name><surname>Sarris</surname><given-names>T. E.</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff7">
          <name><surname>Armandillo</surname><given-names>E.</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>Earth Observation, Finnish Meteorological Institute, Helsinki, Finland</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>Sodankylä Geophysical Observatory, University of Oulu, Sodankylä, Finland</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>EISCAT Scientific Association, Kiruna, Sweden</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Institute of Environmental Systems Research, University of Osnabrück, Osnabrück, Germany</institution>
        </aff>
        <aff id="aff5"><label>5</label><institution>The Johns Hopkins University Applied Physics Laboratory, Laurel, MD, USA</institution>
        </aff>
        <aff id="aff6"><label>6</label><institution>Space Research Laboratory, Democritus University of Thrace, Xanthi, Greece</institution>
        </aff>
        <aff id="aff7"><label>7</label><institution>European Space Agency, ESTEC, Nordwijk, the Netherlands</institution>
        </aff>
        <aff id="aff8"><label>*</label><institution>present address: NASA Headquarters, Washington, D.C., USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">P. T. Verronen (pekka.verronen@fmi.fi)</corresp></author-notes><pub-date><day>23</day><month>March</month><year>2015</year></pub-date>
      
      <volume>33</volume>
      <issue>3</issue>
      <fpage>381</fpage><lpage>394</lpage>
      <history>
        <date date-type="received"><day>10</day><month>October</month><year>2014</year></date>
           <date date-type="rev-recd"><day>5</day><month>March</month><year>2015</year></date>
           <date date-type="accepted"><day>6</day><month>March</month><year>2015</year></date>
           
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015.html">This article is available from https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015.html</self-uri>
<self-uri xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015.pdf">The full text article is available as a PDF file from https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015.pdf</self-uri>


      <abstract>
    <p>Understanding the altitude distribution of particle precipitation forcing
is vital for the assessment of its atmospheric and climate impacts. However,
the proportion of electron and proton forcing around the mesopause region
during solar proton events is not always clear due to uncertainties in
satellite-based flux observations.
Here we use electron concentration observations of the European Incoherent
Scatter Scientific Association (EISCAT) incoherent scatter radars
located at Tromsø (69.58<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, 19.23<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E) to
investigate the contribution of proton and electron precipitation to the
changes taking place during two solar proton events. The EISCAT measurements
are compared to the results from the  Sodankylä Ion and Neutral Chemistry
Model (SIC). The proton ionization rates are calculated by two different
methods – a simple energy deposition calculation and the Atmospheric
Ionization Model Osnabrück (AIMOS v1.2), the latter providing also the
electron ionization rates.
Our results show that in general the combination of AIMOS and SIC is able to reproduce the observed
electron concentration within <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>50</mml:mn></mml:mrow></mml:math></inline-formula> % when both electron and proton forcing is
included. Electron contribution is dominant above 90 km, and can contribute
significantly also in the upper mesosphere especially during low or moderate
proton forcing. In the case of strong proton forcing, the AIMOS electron
ionization rates seem to suffer from proton contamination of satellite-based
flux data. This leads to overestimation of modelled electron concentrations
by up to 90 % between 75–90 km and up to 100–150 % at 70–75 km.
Above 90 km, the model bias varies significantly between
the events. Although we cannot completely rule out EISCAT data issues, the
difference is most likely a result of the spatio-temporal fine structure of
electron precipitation during individual events that cannot be fully captured
by sparse in situ flux (point) measurements, nor by the statistical AIMOS
model which is based upon these observations.</p>
  </abstract>
      <kwd-group>
        <kwd>Ionosphere (Ion chemistry and composition; Particle precipitation; Polar ionosphere)</kwd>
      </kwd-group>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Solar energetic particle precipitation affects the neutral composition of the upper stratosphere,
mesosphere  and lower thermosphere in the polar regions
<xref ref-type="bibr" rid="bib1.bibx23 bib1.bibx28" id="paren.1"/>. Ionization caused by
precipitating protons and electrons leads to changes in a variety of hydrogen
and nitrogen species, which ultimately can decrease the ozone concentration.
It has been suggested that the middle atmospheric ozone changes due to particle
<?xmltex \hack{\mbox\bgroup}?>precipitation<?xmltex \hack{\egroup}?> may modulate regional ground-level climate on solar cycle timescales
<xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx22 bib1.bibx1" id="paren.2"/>. Most of the precipitating particles
deposit their energy in the mesosphere and lower thermosphere, and the
connection to stratospheric ozone then requires descent of produced odd nitrogen
inside the wintertime polar vortex <xref ref-type="bibr" rid="bib1.bibx4 bib1.bibx24 bib1.bibx18 bib1.bibx16" id="paren.3"/>. The altitude of initial odd nitrogen production is important for the
efficiency of the odd nitrogen descent, especially around the mesopause where
the wintertime mean circulation changes vertical direction <xref ref-type="bibr" rid="bib1.bibx25" id="paren.4"/>.</p>
      <p>When modelling the mesospheric effects of solar proton events (SPE), it is
typically assumed that the ionization by electrons is negligible below the
mesopause, although in some cases there is ionospheric evidence of simultaneous electron precipitation
significantly adding to the ionization caused by the protons
<xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx6" id="paren.5"/>. Around the mesopause
the transition to increasing auroral electron input leads to electron
dominance at the upper altitudes. Understanding this transition is an
important issue to the odd nitrogen production and descent, because a bulk
production above the mesopause is less likely to have an impact on
stratospheric ozone.</p>
      <p>SPE ionization and most of the subsequent stratospheric and lower mesospheric
effects can be reasonably well modelled using proton flux observations from
geostationary orbiting satellites <xref ref-type="bibr" rid="bib1.bibx11" id="paren.6"/>.
The electron forcing and effects are much more uncertain because
satellite-based magnetospheric flux observations suffer from
incomplete spatial and temporal coverage as well as contamination issues especially at
higher energies <xref ref-type="bibr" rid="bib1.bibx20" id="paren.7"/>.
The Atmospheric Ionization Module Osnabrück (AIMOS) provides a 3-D
atmospheric ionization data with a 2 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">h</mml:mi></mml:math></inline-formula>
resolution <xref ref-type="bibr" rid="bib1.bibx32" id="paren.8"/>, but ultimately the electron flux
observations used in the calculation determine the quality of the results.
A separate validation of observed fluxes of precipitating electrons by comparing observed and modelled
changes in mesospheric odd hydrogen indicate a general agreement <xref ref-type="bibr" rid="bib1.bibx31" id="paren.9"/>.
The agreement was obtained during strong magnetic storms at latitudes
connecting to the outer radiation belt, albeit for a limited energy/altitude
range only, whereas large adjustments of electron flux observations have been suggested to explain
ground-based ionospheric observations <xref ref-type="bibr" rid="bib1.bibx12 bib1.bibx7" id="paren.10"/>.</p>
      <p>In this paper we use EISCAT incoherent scatter radar measurements of two SPEs
(October–November 2003 and September 2005)
to study the contribution of proton and electron precipitation to the observed
electron density in the mesosphere–lower thermosphere region.
We compare the observations to the results from three runs
of Sodankylä Ion and Neutral Chemistry model (SIC), designed to separate the
effects of protons and electrons.
Recently, <xref ref-type="bibr" rid="bib1.bibx33" id="text.11"/> have made a similar study comparing EISCAT and
also other incoherent scatter radar electron densities to those calculated
using a combination of AIMOS (v1.1) and the Hamburg Model of the
Neutral and Ionized Atmosphere (HAMMONIA).
They showed that by including electron precipitation the model results became
comparable to the EISCAT observations, while without electrons the modelled
electron densities were greatly underestimated.
In their statistical approach, they were restricted to
thermospheric comparisons due to missing D region ion chemistry in their
model, and thus could only study the contribution of auroral-energy electrons.
The use of the SIC model in this work allows us to extend the
comparison to altitudes below 95 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, thus including effects of high-energy protons
and electrons, and study the transition between proton and electron impact,
albeit we only consider two selected SPE periods, partly due to the EISCAT
observations being less frequently made in the D region.
In contrast to the statistical study by <xref ref-type="bibr" rid="bib1.bibx33" id="text.12"/>, our study
provides new information on the usability of AIMOS
ionization rates in case studies of individual events.</p>
      <p>The great storm of October–November 2003, a.k.a. the Halloween storm, is one
of the most studied SPEs of the space age, particularly because of the
numerous satellite observations of ozone and ozone-depleting species that
were available at the time <xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx11" id="paren.13"><named-content content-type="pre">e.g.</named-content><named-content content-type="post">and references
therein</named-content></xref>. There are also a number ionospheric
studies considering this event <xref ref-type="bibr" rid="bib1.bibx29 bib1.bibx5 bib1.bibx15" id="paren.14"><named-content content-type="pre">e.g.</named-content></xref>. However, these previous ionospheric studies
either used measurements which do not provide detailed altitude-dependent
information and/or concentrated on proton forcing in the D region (below
90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> altitude). In our current work, we study the response of the ionosphere
in a wider range of altitudes, concentrate on the transition region around
the mesopause, and consider the effects of both electron and proton
precipitation.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p> Selected characteristics of the data and the events. pfu: proton flux unit (<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">MeV</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">protons</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">s</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">sr</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>). Magnetic
Ap index is an indicator of the magnitude of electron precipitation.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:thead>
       <oasis:row>  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">Case 1</oasis:entry>  
         <oasis:entry colname="col3">Case 2</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Event</oasis:entry>  
         <oasis:entry colname="col2">October–November 2003</oasis:entry>  
         <oasis:entry colname="col3">September 2005</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">Start day</oasis:entry>  
         <oasis:entry colname="col2">26 Oct</oasis:entry>  
         <oasis:entry colname="col3">8 Sep</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"><inline-formula><mml:math display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mi>f</mml:mi><mml:mi>u</mml:mi></mml:mrow></mml:math></inline-formula> maximum</oasis:entry>  
         <oasis:entry colname="col2">29 500 (28 Oct)</oasis:entry>  
         <oasis:entry colname="col3">1880 (11 Sep)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1"><inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>A</mml:mi><mml:mi>p</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> maximum</oasis:entry>  
         <oasis:entry colname="col2">203.9 (29 Oct)</oasis:entry>  
         <oasis:entry colname="col3">100.8 (11 Sep)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Solar F10.7 maximum</oasis:entry>  
         <oasis:entry colname="col2">275.4 (30 Oct)</oasis:entry>  
         <oasis:entry colname="col3">117.6 (11 Sep)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Solar X-ray maximum</oasis:entry>  
         <oasis:entry colname="col2">X17 (28 Oct)</oasis:entry>  
         <oasis:entry colname="col3">X17 (7 Sep)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">EISCAT radar</oasis:entry>  
         <oasis:entry colname="col2">VHF 224 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MHz</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3">UHF 928 MHz</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">EISCAT dates</oasis:entry>  
         <oasis:entry colname="col2">28 Oct–2 Nov</oasis:entry>  
         <oasis:entry colname="col3">6–9 Sep</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">EISCAT temporal resolution</oasis:entry>  
         <oasis:entry colname="col2">0.4 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3">90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">EISCAT experiment</oasis:entry>  
         <oasis:entry colname="col2">arc_dlayer</oasis:entry>  
         <oasis:entry colname="col3">tau2pl</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">EISCAT altitudes</oasis:entry>  
         <oasis:entry colname="col2">60–130 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3">50–700 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">EISCAT calibration</oasis:entry>  
         <oasis:entry colname="col2">ionosonde</oasis:entry>  
         <oasis:entry colname="col3">IS plasma line</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S2">
  <title> EISCAT data</title>
      <p>The EISCAT (European Incoherent Scatter) Scientific Association is an
international research organization operating three incoherent scatter radar
systems to study the interaction between the Sun and the Earth as revealed by
disturbances in the magnetosphere and the ionized parts of the atmosphere.
The EISCAT radars measure profiles of electron density, electron and ion
temperature, and a simple parametrization of ion composition, by fitting
theoretical lag profiles to lag profiles decoded from the received signal
(Nygrén, 1996). The lag profile is a discrete representation of the
autocorrelation function (which forms a Fourier transform pair with the
incoherent scatter spectrum) convolved with the so-called ambiguity function
representing the space and time resolution of a given radar pulse code. In
the data analysis, the current EISCAT software (GUISDAP) takes into account
(a) measured transmitter power, (b) antenna gains and range (radar equation),
and (c) receiver response from injection of a known noise source in the
antenna. For quantitative retrieval of the electron density, the results must
be calibrated. There are two options: either the electron density from the E
or F2 layer peak is compared to observations of a nearby EISCAT ionosonde, or
the electron plasma frequency is used as a direct measurement of the electron
density. Not all experiments modes provide plasma line measurements, though.</p>
      <p>Here we consider two periods of solar proton events:
The October–November 2003 event, a.k.a. the Halloween 2003 event
(which we call Case 1 from now on), and September 2005 event (Case 2).
These two  are very different in magnitude. Case 1
was the 4th largest SPE in the past 50 years while Case 2 was
15th when sorted according to total <inline-formula><mml:math display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">NO</mml:mi><mml:mi mathvariant="normal">x</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> production in the middle
atmosphere which is linearly proportional to the ionization caused by the
events <xref ref-type="bibr" rid="bib1.bibx13" id="paren.15"/>. Details on these events and the utilized EISCAT
data are given in  Table <xref ref-type="table" rid="Ch1.T1"/>. More information on the SPE events
can be found in  e.g.  <xref ref-type="bibr" rid="bib1.bibx11" id="text.16"/> and <xref ref-type="bibr" rid="bib1.bibx8" id="text.17"/>.
EISCAT data and more detailed descriptions of the radars and measurement
modes are available from their web site (<uri>https://www.eiscat.se</uri>, accessed in
February 2014). Note that we reduced the temporal resolution of the EISCAT
observations to 2 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">h</mml:mi></mml:math></inline-formula> by averaging.</p>
      <p>During Case 1 the 224 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MHz</mml:mi></mml:math></inline-formula> VHF radar was operated.
The experiment pulse code used was <italic>arc_dlayer</italic>, which has a time
resolution of about 0.4 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula> and a sub-kilometre range resolution from 60 to
130 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. This mode uses only the ion line receiver and does not provide plasma lines
(i.e. it is ionosonde-calibrated).
The VHF antenna cannot be pointed south of the zenith direction due
to RF interference issues, so the VHF measurements are never aligned
with the magnetic field. During this experiment the antenna elevation
was moved from vertical to northward as necessary to reach lower
altitudes at given ranges.
In Case 2 the UHF radar operating in the 930 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MHz</mml:mi></mml:math></inline-formula> band was
used. The pulse code programme was <italic>tau2pl</italic>, which saves plasma lines
(e.g. for calibration) and covers ranges from 50 to above 700 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, but has poorer
range and time resolution as compared to dedicated D-layer
experiments. This and the higher frequency makes this experiment less
accurate in the D region.
During this experiment the antenna was scanning in the pattern
designated <italic>CP2</italic> (<uri>https://www.eiscat.se/about/experiments2/scans</uri>),
i.e. vertical, field-aligned, and two positions around the field line in
90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">s</mml:mi></mml:math></inline-formula> intervals. Thus in Case 2 the data are mostly from positions south of the
site.</p>
      <p>The ionospheric parameters are inverted from the radar observations using a parametrized
backscatter spectrum based on the assumption that electron density
fluctuations are caused by ion-acoustic plasma waves. This incoherent scatter
radar (ISR) theory
works for the ionospheric E and F regions in many (but not all) cases. For the
collision-dominated lower ionosphere however, this analysis method,
as implemented in GUISDAP,
does not necessarily give proper estimates of electron density. Furthermore, a
proper analysis of the D region backscatter spectrum requires long
lags calculated by inter-pulse correlations, which the current GUISDAP software cannot handle.</p>
      <p>In Case 1, it became obvious that the GUISDAP-analysed EISCAT data suffered
seriously from an inadequate D region ISR theory implementation, which led up to 700–800 % differences between
modelled and observed electron concentrations below about 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> (positive model bias, not shown).
For this reason we perform the model-EISCAT comparison in Case 1 using the EISCAT
observations of pseudo-backscatter power, which can be calculated in arbitrary
units from the first lags and is assumed to be directly related to electron
density.
In order to convert these to absolute values of electron
concentration, which we can then compare with the model results, we calibrated
the backscatter power against the GUISDAP measurements to give the same
electron concentration at 90–110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, where the GUISDAP implementation of ISR theory is valid.
During the calibration we also normalized the results with radar power which
varies with time. However, the effect of this normalization is relatively
small, i.e. on average about 7 %.</p>
      <p>In Case 2, the standard GUISDAP analysis provided data down to 77 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> only.
Therefore, we repeated the analysis using the GUISDAP “ppshortlags” option
which extended the data down to lower altitudes. This analysis uses shorter
lags to estimate the electron density from backscattered power, similar to
our analysis of Case 1 data. GUISDAP then also performed the scaling of the
power to electron density and the correction for radar transmitter power.</p>
</sec>
<sec id="Ch1.S3">
  <title>Particle ionization rates</title>
      <p>The AIMOS model (<uri>http://aimos.physik.uos.de/</uri>, accessed in
September 2013) provides 3-D (latitude, longitude, altitude) ionization rates
for atmospheric modelling with high spatial resolution
<xref ref-type="bibr" rid="bib1.bibx32" id="paren.18"/>. AIMOS is based on statistical maps of
precipitation and Monte Carlo calculation of energy deposition. For protons,
it utilizes satellite data from the NOAA Polar Orbiting Satellites (POES
N15/N16 for 2002–2005 and N17/18 onward) and the geostationary GOES
satellites (GOES-10 for 2002–2003, GOES-11 onward). In addition to protons,
AIMOS also provides ionization rates due to electron and alpha particle
precipitation. The electron rates are calculated using POES observations. The
energy resolution is given by the particle detectors on POES and GOES. Thus
AIMOS v1.2 has  nine proton channels from POES ranging from 154 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula> up to 6.9 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>,
six proton channels from GOES covering 4–500 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>, and seven electron channels
from POES ranging from 154 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula> up to 2.5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>. A more detailed description on
all the channels used in AIMOS is given by <xref ref-type="bibr" rid="bib1.bibx32" id="text.19"/>.
The particle spectrum for both protons and electrons is fitted by up to five
power laws. Therefore AIMOS can take care for eventually different
steepnesses that might occur e.g. at the transition between different solar
and magnetospheric particle populations. The amount of power laws and the
energy range of each of them is selected by the correlation coefficient of
the generated fit and the measured channel values. Since the characteristic
particle energies depend on the steepness of the particle spectrum (here: the
fit) they are determined numerically by iterative fitting. Note that
bremsstrahlung by energetic electrons is considered in AIMOS, but
its contribution to the ionization is negligible in the altitude range of this study.</p>
      <p>In addition to AIMOS, for comparison, we calculated ionization rates due to
proton precipitation using a continuously slowing-down approximation (from
now on called CSDA). The CSDA method uses observations on the seven channels
of the geostationary GOES-11 satellite, which measures integrated fluxes at
energies larger than 1, 5, 10, 30, 50, 60  and 100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>. These data
are available online at the NOAA National Geophysical Data Center
(<uri>http://spidr.ngdc.noaa.gov/spidr/</uri>). An integrated proton flux can be
described by an exponential rigidity relation <xref ref-type="bibr" rid="bib1.bibx9" id="paren.20"/>, which is used
to convert the GOES measurements to differential proton fluxes over the
energy range of 1–500 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula> on a grid of 78 logarithmically spaced energies.
The shape of the resulting spectrum is Maxwellian. The ionization rate
calculation follows the approach presented in detail by
<xref ref-type="bibr" rid="bib1.bibx29" id="text.21"/>, originally presented by <xref ref-type="bibr" rid="bib1.bibx19" id="text.22"/>, and are based
on empirical energy-range relation for protons <xref ref-type="bibr" rid="bib1.bibx2" id="paren.23"/>. Thus above
4 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula> both CSDA and AIMOS use GOES proton flux data but are methodologically
very different. Before the calculation, we reduced the original 5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">min</mml:mi></mml:math></inline-formula> time
resolution of GOES proton flux observation to 2 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">h</mml:mi></mml:math></inline-formula> by averaging.</p>
</sec>
<sec id="Ch1.S4">
  <title> Model setup</title>
      <p>The SIC model is a 1-D tool for ionospheric and middle atmospheric studies.
The latest version includes a chemical scheme of about 400 reactions and
solves the concentrations of 43 positive ions, 29 negative ions, and 16
neutral species between 20–150 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> altitude with 1 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> resolution. The
background neutral atmosphere, e.g. <inline-formula><mml:math display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">N</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">O</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, and
temperature are calculated using the empirical NRLMSISE-00 model
<xref ref-type="bibr" rid="bib1.bibx17" id="paren.24"/> which depends on daily values of solar F10.7 radio flux
and magnetic Ap index. The daily solar spectrum is calculated using the
SOLAR2000 empirical solar irradiance model <xref ref-type="bibr" rid="bib1.bibx26" id="paren.25"/>, version V2.37.
In addition to solar radiation, SIC is driven by solar energetic
particles, i.e. electron and proton precipitation, as well as galactic cosmic
rays. A more detailed description of SIC is given by <xref ref-type="bibr" rid="bib1.bibx29" id="text.26"/>
and <xref ref-type="bibr" rid="bib1.bibx27" id="text.27"/>. Note that electron concentration of the
mesosphere–lower thermosphere transition region can be readily studied with
SIC which includes a detailed description of D region ion chemistry.</p>
      <p>All the SIC model runs were made at the EISCAT Tromsø location
(69.58<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N, 19.23<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E). Before modelling the events, we
initialized the SIC model to pre-SPE conditions on 25 October 2003 and
5 September 2005 for Case 1 and Case 2, respectively. We then made four model
runs for both SPE events, the runs differing in particle precipitation
forcing as listed in Table <xref ref-type="table" rid="Ch1.T2"/>. The CSDA and AIMOS ionization rates
were calculated with 2 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">h</mml:mi></mml:math></inline-formula> temporal resolution. AIMOS calculates the
rates on a 3.6<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>-by-3.6<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> latitude–longitude grid, and in the
modelling we used rates averaged between 68.58–70.58<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and
18.23–20.23<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> E, corresponding best to the EISCAT radar location in
Tromsø. The model runs were made for 27 October–5 November and
6–9 September for Case 1 and Case 2, respectively. Note that before the
EISCAT-SIC comparisons presented in Sect. <xref ref-type="sec" rid="Ch1.S5"/>, we corrected the
modelled electron concentrations for the Debye-length and negative ion
effects <xref ref-type="bibr" rid="bib1.bibx10" id="paren.28"><named-content content-type="pre">for details, see e.g.</named-content></xref>. After this
correction, which is important in the D <?xmltex \hack{\mbox\bgroup}?>region<?xmltex \hack{\egroup}?>, the model results are
directly comparable the EISCAT measurements at all altitudes considered here.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2"><caption><p> Particle ionization rates used in the SIC model runs.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="3">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Run</oasis:entry>  
         <oasis:entry colname="col2">Protons</oasis:entry>  
         <oasis:entry colname="col3">Electrons</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">SIC1</oasis:entry>  
         <oasis:entry colname="col2">None</oasis:entry>  
         <oasis:entry colname="col3">None</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">SIC2</oasis:entry>  
         <oasis:entry colname="col2">CSDA (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>)</oasis:entry>  
         <oasis:entry colname="col3">None</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">SIC3</oasis:entry>  
         <oasis:entry colname="col2">CSDA (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>)</oasis:entry>  
         <oasis:entry colname="col3">AIMOS (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>&gt;</mml:mo><mml:mn>154</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula>)</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">SIC4</oasis:entry>  
         <oasis:entry colname="col2">AIMOS (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>&gt;</mml:mo><mml:mn>154</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula>)</oasis:entry>  
         <oasis:entry colname="col3">AIMOS (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>&gt;</mml:mo><mml:mn>154</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">eV</mml:mi></mml:math></inline-formula>)</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p> Top: integrated ion–electron pair production by CSDA
(protons only) and AIMOS (protons and electrons separately). The dashed black line is the sum
of AIMOS (protons and electrons). Bottom: relative proportion compared to the AIMOS
sum.</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015-f01.pdf"/>

      </fig>

</sec>
<sec id="Ch1.S5">
  <title> Results</title>
      <p>The calculated proton and electron ionization rates for the two events,
time-integrated over the EISCAT observation days, are shown in
Fig. <xref ref-type="fig" rid="Ch1.F1"/>. For Case 1, electron and proton effects peak at about 110
and 60 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> indicating strongest forcing by 6 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">keV</mml:mi></mml:math></inline-formula> and 20 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula> particle energies,
respectively <xref ref-type="bibr" rid="bib1.bibx27" id="paren.29"><named-content content-type="pre">for the energy–altitude relations, see
e.g.</named-content><named-content content-type="post">Fig. 3</named-content></xref>.
The electron forcing exceeds that by protons (both from AIMOS) above 84 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, and above 92 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> its
proportion is 74–88 % of the total (sum of AIMOS protons and electrons). At
altitudes below 70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, the electron proportion is less than 20 % of the total. Comparing
the proton forcing from CSDA and AIMOS, the profiles show similar altitude
behaviour below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, although the AIMOS values are consistently about a
factor of 2 larger. With increasing altitude CSDA eventually shows orders of
magnitude lower values compared to AIMOS because of the exclusion of lower
proton energies in the CSDA calculations (first channel of GOES-11 is 1 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>,
corresponding to about 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> altitude).
For   Case 2, due to relatively weaker proton forcing, the electron proportion is
80–90 % at above 96 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, and exceeds the proton forcing down to 72 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> (Fig. <xref ref-type="fig" rid="Ch1.F1"/>). In
this case, the AIMOS proton forcing is a factor of 2–4 larger than that from
CSDA, and the altitude profiles are again similar/different at altitudes
below/above 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. Below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>,
the largest difference is seen around 30 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, corresponding to proton energies of
about 200 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>. At these altitudes, beyond the last GOES energy channel of 100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>, the
differences in ionization are strongly affected by different spectral shape
assumptions: AIMOS assumes a multiple power-law spectrum while CSDA uses a Maxwellian
shape.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2" specific-use="star"><caption><p> Calculated ionization rates due to protons (CSDA) and
electrons (AIMOS) at 70 and 110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, respectively.</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015-f02.pdf"/>

      </fig>

      <p>Figure <xref ref-type="fig" rid="Ch1.F2"/> presents the temporal behaviour of calculated ionization
rates. We have selected altitudes 70 and 110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> to represent the behaviour
of the forcing in the mesosphere (protons) and lower thermosphere (electrons), respectively.
In Case 1, the proton ionization varies by 5 orders of
magnitude during the event, with a clear peak in forcing between 28 and
31 October. The variation in electron ionization is
smaller than that of protons but still reaches nearly 3 orders of
magnitude. The difference is that the proton ionization varies more gradually
while the electron forcing has alternating maxima and minima throughout the
event. The situation is similar in Case 2, although with less
variability in the magnitude of the ionization (3 and 2 orders of magnitude for
protons and electrons, respectively). In this case, the proton ionization
remains low until increasing substantially on 8–9 September.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><caption><p> Electron concentrations (10-base logarithm of <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) from
EISCAT and the three SIC model runs for the October–November 2003 event (Case 1).
The white line shows the diurnal cycle of the solar zenith angle at the
EISCAT Tromsø location.</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015-f03.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p> As Fig. <xref ref-type="fig" rid="Ch1.F2"/>, but for the September 2005 event (Case 2).</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015-f04.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><caption><p> Electron concentration comparison between EISCAT and the
four SIC model runs at selected altitudes for the October–November 2003
event (Case 1). The vertical red lines indicate the uncertainties (standard
deviation) of the 2 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">h</mml:mi></mml:math></inline-formula> EISCAT averages. The red circles indicate
the data points that were selected for statistical comparison.</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015-f05.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p> As Fig. <xref ref-type="fig" rid="Ch1.F4"/>, but for the September 2005 event (Case 2).</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015-f06.pdf"/>

      </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><caption><p> Top: absolute difference of the median electron
concentration of the four SIC runs and EISCAT observations. The thick red
line indicates the median of EISCAT standard deviation, while zero indicates
the median of the EISCAT measurements. Bottom: the same, but as relative
difference to the median EISCAT electron concentration.</p></caption>
        <?xmltex \igopts{width=426.791339pt}?><graphic xlink:href="https://angeo.copernicus.org/articles/33/381/2015/angeo-33-381-2015-f07.pdf"/>

      </fig>

      <p>The modelled electron concentrations resulting from the proton and electron forcing are
shown in Figs. <xref ref-type="fig" rid="Ch1.F3"/> and <xref ref-type="fig" rid="Ch1.F4"/>, together with the EISCAT
observations. Different to the ion pair production, the electron
concentrations rapidly decrease below about 70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> (the altitude depending
on particle forcing and day/night conditions) to values
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mn mathvariant="normal">8</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, because large part of the negative charge created by
ionization is converted to negative ions <xref ref-type="bibr" rid="bib1.bibx30" id="paren.30"><named-content content-type="pre">e.g.</named-content></xref>. For both
Case 1 and Case 2, the EISCAT data show maximum concentrations of over
<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mn>10</mml:mn><mml:mn>11</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi mathvariant="normal">m</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> at altitudes above 100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> where the electron forcing
is dominant. Comparing the model results to EISCAT electron concentrations,
the two runs including AIMOS electrons (SIC3 and SIC4) show similar altitude
behaviour. The differences in proton ionization calculation between SIC3 and SIC4
seem to have a relatively small impact on the electron concentrations. In contrast, the run with
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula> protons only (SIC2) strongly affecting altitudes below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>,
clearly underestimates the electron concentration at higher
altitudes. Instead of showing more or less continuous impact by electrons, as
seen in EISCAT, SIC3  and SIC4, the electron concentration displays a diurnal
cycle due to solar EUV ionization. On top of this, the intensity variations of
the SPE are seen in electron concentration below 100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>.</p>
      <p>Figures <xref ref-type="fig" rid="Ch1.F5"/> and <xref ref-type="fig" rid="Ch1.F6"/> show the EISCAT-SIC electron concentration
comparison at selected altitudes.
Above 100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, it is again obvious that the
model runs including AIMOS electron ionization (SIC3 and SIC4) agree best
with the EISCAT data overall and that the other runs (SIC1 and SIC2) are generally
underestimating the electron concentration, especially at nighttime, by up to
2 orders of magnitude.
At 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, also the run with proton ionization only (SIC2) becomes comparable
to EISCAT during periods of strong proton ionization (28–31 October, 9 September).
Reaching the lower limit of EISCAT observations, Case 1 comparison at
70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>
shows a slight overestimation of electron concentrations by all model runs
including particle forcing (SIC2, SIC3  and SIC4) during the SPE peak
(28–31 October), while later on (1–2 November) the agreement with the observations
is best for the SIC3 and SIC4 runs.
In Case 2, at 70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, there is
an overall agreement between EISCAT and SIC3 and SIC4 runs.
Note that the run without any proton or electron ionization (SIC1)
underestimates the electron concentration compared to EISCAT at all altitudes
and times by orders of magnitude.
In both cases and all altitudes, the differences between SIC3 and SIC4, using different proton
ionization rates, is relatively small.</p>
      <p>Some of the EISCAT data show a clear EUV-related variability, especially in
Case 2 (Fig. <xref ref-type="fig" rid="Ch1.F6"/>). This is seen at the upper altitudes at daytime when
the small differences between the model runs indicate a relatively small
contribution from particle precipitation (around 12:00 UT on 7 and
8 September). The controlling role of EUV ionization leads to a smaller
standard deviation of EISCAT data in these daytime periods compared to
nighttime which is controlled by more varying particle forcing. Because we
are interested in the quality of particle forcing in our model, we excluded
the EUV-controlled points from the statistical analysis of SIC-EISCAT
differences. This was done by selecting time periods which (1) have a difference larger than a factor of 4 between the SIC4 and SIC1 runs or (2) have solar zenith
angle <inline-formula><mml:math display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula>100<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The data points selected for the following comparison
are indicated in Figs. <xref ref-type="fig" rid="Ch1.F5"/> and <xref ref-type="fig" rid="Ch1.F6"/> with the red circles.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3"><caption><p> Median relative differences in electron
concentration between the SIC model runs and EISCAT observations between
28 October and 2 November 2003 (Case 1). The values in bold face indicate the
smallest difference at the corresponding altitude.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="right"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Altitude</oasis:entry>  
         <oasis:entry colname="col2">SIC1</oasis:entry>  
         <oasis:entry colname="col3">SIC2</oasis:entry>  
         <oasis:entry colname="col4">SIC3</oasis:entry>  
         <oasis:entry colname="col5">SIC4</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">130 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>96</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>96</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">+</mml:mo><mml:mn mathvariant="bold">4</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">120 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>96</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>95</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">+</mml:mo><mml:mn mathvariant="bold">0</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>96</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>94</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">+</mml:mo><mml:mn mathvariant="bold">0</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>20</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>86</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>71</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">+</mml:mo><mml:mn mathvariant="bold">0</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">8</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>94</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>28</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">+</mml:mo><mml:mn mathvariant="bold">21</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>40</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">80 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>97</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">-</mml:mo><mml:mn mathvariant="bold">21</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>31</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>57</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>98</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">+</mml:mo><mml:mn mathvariant="bold">13</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>104</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>156</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T4"><caption><p> As Table <xref ref-type="table" rid="Ch1.T3"/>, but between 6 and
9 September 2005 (Case 2).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="5">
     <oasis:colspec colnum="1" colname="col1" align="right"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Altitude</oasis:entry>  
         <oasis:entry colname="col2">SIC1</oasis:entry>  
         <oasis:entry colname="col3">SIC2</oasis:entry>  
         <oasis:entry colname="col4">SIC3</oasis:entry>  
         <oasis:entry colname="col5">SIC4</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">130 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>98</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>98</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>55</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">-</mml:mo><mml:mn mathvariant="bold">46</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">120 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>97</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>97</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>44</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">-</mml:mo><mml:mn mathvariant="bold">39</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>90</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>87</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>53</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">-</mml:mo><mml:mn mathvariant="bold">19</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>93</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>93</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>44</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">-</mml:mo><mml:mn mathvariant="bold">44</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>89</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>54</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>28</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">-</mml:mo><mml:mn mathvariant="bold">19</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">80 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>92</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">-</mml:mo><mml:mn mathvariant="bold">7</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>47</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>71</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>95</mml:mn></mml:mrow></mml:math></inline-formula> %</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo mathvariant="bold">+</mml:mo><mml:mn mathvariant="bold">0</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>84</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn>110</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="italic">%</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p>Figure <xref ref-type="fig" rid="Ch1.F7"/> and Tables <xref ref-type="table" rid="Ch1.T3"/> and <xref ref-type="table" rid="Ch1.T4"/> present the
median differences in electron concentration between the EISCAT observations
and the model results. In Case 1, inclusion of AIMOS electrons leads to good
agreement with EISCAT above 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, the difference being much less than the
median standard deviation (MSTD) of the observations. The best general
agreement with EISCAT, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>15</mml:mn></mml:mrow></mml:math></inline-formula> %, is with the model run including ionization
by both CSDA protons and AIMOS electrons (SIC3). The run including AIMOS
protons and electrons (SIC4) shows a positive bias of up to 30 % although at
altitudes above 120 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> the bias is very small and smaller than with SIC3. The
runs without AIMOS electrons (SIC1 and SIC2) show a large negative bias
between <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>30</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>95</mml:mn></mml:mrow></mml:math></inline-formula> %. Below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, the bias of SIC3 and SIC4 increases
rapidly, and the relative values for SIC3 exceed 30 and 100 % at 80 and
70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, respectively. Below 85 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> SIC2 shows the smallest bias, less than 25 %
which is within the EISCAT MSTD. Compared to Case 1, in Case 2 the results
have a similar altitude behaviour although the magnitude of bias differs.
Above 110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, SIC3 and SIC4 exhibit bias between <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>35</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>60</mml:mn></mml:mrow></mml:math></inline-formula> %, which
is larger than MSTD of the observations. At 90–110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, the bias is smaller,
between <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>15</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>55</mml:mn></mml:mrow></mml:math></inline-formula> %, which at these altitudes is generally within
MSTD. And below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, the bias is generally within the MSTD while gradually
turning positive and reaching 85–110 % at 70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. The runs without AIMOS
electrons, SIC1 and SIC2, show larger negative biases between <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>80</mml:mn></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>100</mml:mn></mml:mrow></mml:math></inline-formula> % above 100 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. At altitudes below, the SIC1 bias exceeds <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>90</mml:mn></mml:mrow></mml:math></inline-formula> % at
all altitudes while SIC2 bias   gets gradually smaller with decreasing
altitude, being between <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>35</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula> % below 85 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, which is within MSTD.</p>
</sec>
<sec id="Ch1.S6">
  <title>Discussion</title>
      <p>Overall, our results show that by including both the
proton and electron ionization the modelled electron concentrations are
comparable to those observed by the EISCAT radar. The main issues are:
(a) Case 1 and Case 2 below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, where the model bias shows a clear change
compared to the altitudes above, and (b) Case 2 above 110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, where the bias is
larger than the EISCAT MSTD. Nevertheless, the temporal
behaviour of electron concentration is still similar to the observations in
all cases and at all altitudes.</p>
      <p>Looking at the electron concentration comparisons in
Figs. <xref ref-type="fig" rid="Ch1.F5"/>–<xref ref-type="fig" rid="Ch1.F7"/>, the two events considered here differ in model
bias above 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. The discrepancy between EISCAT and the model runs including
both proton and electron ionization (SIC3 and SIC4) is clearly larger in
Case 2. This could be related to either problems in the modelled
proton/electron forcing or differences in the measurements coming from two
different radars. Below we discuss some of the potential issues related to
the comparison.</p>
      <p>The fact that the radars were pointing at different directions (see
Sect. <xref ref-type="sec" rid="Ch1.S2"/>) during the two events should not <?xmltex \hack{\mbox\bgroup}?>matter<?xmltex \hack{\egroup}?> for the
protons, because the high-energy part of the proton precipitation is more of
less homogeneous at geomagnetic latitudes above 60<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, see e.g. <xref ref-type="bibr" rid="bib1.bibx3" id="text.31"/>. Also <xref ref-type="bibr" rid="bib1.bibx32" id="text.32"/> discuss the
different behaviour of low-energy and high-energy protons and show that the
0.8–2.5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula> channel on POES already has an homogeneously filled polar cap at
Kp <inline-formula><mml:math display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 3.3. Because the measurements (at Tromsø) are located at
66.73<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> corrected <?xmltex \hack{\mbox\bgroup}?>geomagnetic<?xmltex \hack{\egroup}?> latitude, homogeneous precipitation for
high-energy protons (<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula> for AIMOS) can be assumed. And at proton energies less than 4 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula>
AIMOS uses spatially resolved POES data, as it does for the complete electron contribution. But
since electron precipitation typically has fine structures both spatially and
temporally, ionization rates calculated from statistical average spectra
(e.g. in AIMOS) could simply be representing the electron flux at the
direction of the radar better during Case 1. However, since no two events are
exactly the same, and thus average spectra may or may not be comparable with
any one-point measurement by EISCAT, the “best” direction for the radar
will likely vary from event to event. Therefore, in single-event comparisons,
such as the one presented here, a one-to-one match between models not
resolving precipitation fine structure and EISCAT observations cannot be
expected at all times and locations. Note also that AIMOS uses a
400 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>
resolution (in north-to-south direction 3.6<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>). Thus all the ionization
data for the Tromsø location is from one grid cell in AIMOS, while
ionization rate from one cell to the next can vary by orders of magnitude.
Taking all this into account, it seems that the statistical validation
approach presented by <xref ref-type="bibr" rid="bib1.bibx33" id="text.33"/> is a better measure of the
overall AIMOS model performance. Nevertheless, our results provide important
information about the possible issues in a single-event study. In future,
if funded, the EISCAT_3D project (<uri>https://www.eiscat3d.se</uri>, accessed in
September 2014) will be able to provide 3-D measurements of e.g. electron
concentration. This would be a huge asset in event studies like the present
one.</p>
      <p>It seems unlikely that the different results for the two events are an EISCAT
calibration issue. This is because we find rather good agreement (within <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>50</mml:mn></mml:mrow></mml:math></inline-formula> %, Fig. <xref ref-type="fig" rid="Ch1.F7"/>) between EISCAT and the model (SIC4) almost
everywhere else but below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> in Case 1 and below 80 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> in Case 2. Note
also  that even at these altitudes the agreement seems to be better when the
ionization is weaker (e.g. bottom panel of Fig. <xref ref-type="fig" rid="Ch1.F5"/>), indicating a
possible issue with the particle ionization forcing.</p>
      <p>Keeping in mind the issues related to the EISCAT data, as pointed out above,
we now discuss the differences between EISCAT and the model runs from the
point of view of proton and electron forcing. In Case 1, the best agreement
with EISCAT at 90–120 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> is from the model including CSDA protons
and AIMOS electrons (SIC3). Note that the CSDA proton forcing above
90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> is likely not realistic due to its 1 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">MeV</mml:mi></mml:math></inline-formula> lower energy limit.
Thus the fact that SIC3 gives a better fit to EISCAT data than SIC4 (which
includes AIMOS protons and electrons) seems to indicate that the electron
forcing from AIMOS is somewhat overestimated. However, since both SIC3 and
SIC4 are well within the EISCAT median STD range, the agreement is clearly
good for both model runs. At altitudes below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, both SIC3 and
SIC4 give too large electron concentrations. This behaviour could be related
to strong proton contamination of POES MEPED electron channels
<xref ref-type="bibr" rid="bib1.bibx20 bib1.bibx35" id="paren.34"/>. This is supported by the fact the SIC2
run (including protons only) is in best agreement with EISCAT below
90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. Note that although the absolute values of electron
concentration differ, the temporal variation seems to be similar in EISCAT
and the model runs (Fig. <xref ref-type="fig" rid="Ch1.F5"/>, bottom panel). In Case 2, the
underestimation of electron density by the model runs (SIC3 and SIC4) above
90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> indicates underestimation of electron forcing by AIMOS because the
contribution of protons is much smaller, and especially so above 110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> where
the difference is outside the EISCAT MSTD. Below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, the positive model
bias again suggests possible proton contamination of the electron flux
observations. Note, however, that compared to the large variation caused by
the particle forcing the within-50 % bias in the model results (SIC4, above
80 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>) is still relatively small.</p>
      <p>It is known that AIMOS v1.2 can overestimate the electron forcing at some
altitudes due to two main issues: (a) enhanced electron ionization between 50
and 70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> due to an unknown (and probably incorrect) upper threshold of
the MEPED e3 channel (see <xref ref-type="bibr" rid="bib1.bibx35" id="altparen.35"/>, for details and
<xref ref-type="bibr" rid="bib1.bibx11" id="altparen.36"/>, for the effects on atmospheric ionization modelling),
and (b) contamination of MEPED electron detectors (cross-talking) especially
during solar proton events <xref ref-type="bibr" rid="bib1.bibx20" id="paren.37"/>. However, we can assume that
our results are not affected by issue (a) because EISCAT is limited to
altitudes above 70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. On the other hand, issue (b) is the most
likely reason for the positive model bias below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> (Fig. <xref ref-type="fig" rid="Ch1.F7"/>,
bottom panels, SIC3 and SIC4 runs). The effect of issue (b) on electron
concentration has not been quantified before. Now, however, the model–EISCAT
comparison gives a first estimate: 40–150 % positive bias at 90–70 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> for
Case 1 (SIC4 run).</p>
      <p>In Case 2, above 110 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> there is about a factor of 2 difference
between EISCAT and SIC in the EUV-controlled daytime periods
(Fig. <xref ref-type="fig" rid="Ch1.F6"/>, top panels). However, at this point we are not able to
identify the reason for the difference. A possible solution would be to
increase the <inline-formula><mml:math display="inline"><mml:mrow class="chem"><mml:mi mathvariant="normal">NO</mml:mi></mml:mrow></mml:math></inline-formula> concentration in the model, so that its EUV ionization
would become comparable to those of <inline-formula><mml:math display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">O</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow class="chem"><mml:msub><mml:mi mathvariant="normal">N</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. Indeed, in the
Case 2 period the SIC NO concentrations are a factor of 2–4 lower at
110–130 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> than those observed by the ACE-FTS satellite instrument at
60–63<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N (not shown). However, based on the modelled ionization rates
we estimate that an increase in <inline-formula><mml:math display="inline"><mml:mrow class="chem"><mml:mi mathvariant="normal">NO</mml:mi></mml:mrow></mml:math></inline-formula> by a factor of 40 would be needed to
reduce the EISCAT-SIC difference in electron concentration. Therefore, this
does not seem like a plausible explanation. Associated with the SPE of
September 2005, there was also a X-class solar flare observed on 7 September
<xref ref-type="bibr" rid="bib1.bibx34" id="paren.38"/>. However, because the reported enhancements in electron
concentration were restricted to the time of the flare (17:40–18:10 UT), the
hard X-ray ionization caused by the flare cannot explain the all-daytime
EISCAT-SIC difference on 7 or 8 September.</p>
      <p>Finally, there is about a factor of 2 difference in proton ionization rates between the CSDA
method and AIMOS at altitudes below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, as shown in Fig. <xref ref-type="fig" rid="Ch1.F1"/>. After
considering possible differences in proton spectrum (although both use GOES
satellite data), we found that the difference comes from the different fraction of
the spectral energy being deposited in the atmosphere.
Given that the Geant4-based ionization algorithm in AIMOS conserves energy,
our investigation implies that the CSDA method can be further improved by
quantitative scaling, e.g. by normalizing the total ionization energy to that of the proton spectrum.
Note that the different proton ionization rates lead to relatively small
differences in electron concentration compared to the orders-of-magnitude
variability caused by the events (Figs. <xref ref-type="fig" rid="Ch1.F5"/> and <xref ref-type="fig" rid="Ch1.F6"/>). On average
over the event, and at altitudes 70–130 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, SIC4 gives up to 25 and 15 % higher electron
concentration compared to SIC3 for Case 1 and Case 2, respectively.</p>
</sec>
<sec id="Ch1.S7" sec-type="conclusions">
  <title>Summary</title>
      <p>In this paper we have used the Sodankylä Ion and Neutral Chemistry (SIC) model to
study the electron concentration in the upper mesosphere–lower thermosphere
during two solar proton events. The particle ionization rates were calculated using
POES and GOES satellite observations of electron and proton fluxes and AIMOS v1.2
ionization model. The SIC model results were compared to observations of EISCAT incoherent
scatter radars. Our main conclusions are:
<list list-type="order"><list-item><p>Electron concentration of the upper mesosphere/lower thermosphere can be
reasonably well modelled using AIMOS v1.2 ionization rates, except at
70–90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>
during strong proton forcing.
Our case study is in agreement with <xref ref-type="bibr" rid="bib1.bibx33" id="text.39"/>, who showed
a reasonable statistical agreement in thermospheric electron concentration between the
HAMMONIA model and EISCAT observations when AIMOS ionization rates were
included.</p></list-item><list-item><p>Our results clearly indicate that electron precipitation is
an important source of ionization: above 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> even during strong solar
proton  forcing and also below mesopause when proton forcing is moderate or weak.</p></list-item><list-item><p>Above 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, the SIC-EISCAT difference can vary considerably from event to event. This does not seem
to be related to EISCAT data, although we cannot rule the possibility of
calibration issues out completely. Most likely, however, it is caused by the statistical
nature of AIMOS ionization not capturing all the spatio-temporal fine
structure of electron precipitation. The EISCAT radar pointing direction could
also play a role in explaining the differences between events.
This might be of special interest for future single-point or single-event studies.</p></list-item><list-item><p>Below 90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, the AIMOS electron ionization seems to be
overestimated during strong solar proton forcing, probably
because of proton contamination of the POES MEPED electron
detectors. In the two cases considered here, this leads to
overestimation of modelled electron concentrations by up to 90 %
between 75–90 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> and up to 100–150 % at 70–75 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>.
It should be noted that the most recent AIMOS version discards
electron measurements in the case of potential proton contamination.
Whether this completely eliminates the positive bias during SPEs
might be an interesting topic for future studies.</p></list-item></list></p>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>The work of P. T. Verronen, M. E. Andersson, E. R. Talaat, K. Kauristie, M. Palmroth and T. E. Sarris
was funded by the European Space Agency through the project “Electrodynamics Study of the Upper Atmosphere in Support to Future MLTI missions”
(ITT: AO/1-6690/11/NL/AF, PI: T. E. Sarris). P. T. Verronen and M. E. Andersson were also
supported by the Academy of Finland through the projects #136225, #140888, and #272782
(SPOC: Significance of Energetic Electron Precipitation to Odd Hydrogen, Ozone, and Climate).
P. T. Verronen and J. M. Wissing would like to thank the International Space Science Institute,
Bern, Switzerland for their support for the “Quantifying Hemispheric Differences in Particle Forcing Effects on Stratospheric Ozone”
team. C.-F. Enell acknowledges funding from the European Union's Seventh Framework
Programme for research, technological development and demonstration under grant
agreement no. 283676, Near-Earth Space Data Infrastructure for e-Science (ESPAS).
The authors would like to thank the anonymous reviewers for their valuable comments.
We are indebted to the director and staff of EISCAT for operating the facility and
supplying the data. EISCAT is an international association supported by research
organizations in China (CRIRP), Finland (SA), Japan (NIPR and STEL), Norway (NFR),
Sweden (VR) and the United Kingdom (NERC).<?xmltex \hack{\newline}?><?xmltex \hack{\hspace*{4mm}}?> Topical Editor K. Hosokawa thanks two anonymous referees
for their help in evaluating this paper.</p></ack><ref-list>
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